HomeMy WebLinkAbout12-09-1953 Regular MeetingSTATE OF ALABAMA
County of Baldwin
The Water and Sewer Board of the City of Fairhope met in
regular session at the City Hall, Wednesday, December 9, 1953
with the following members present: Chairman R. Roy Moyers,
L. A. Berglin, Sr., A. C. Mannich and C. B. Niemeyer City
Manager.
the minutes of the previous regular meeting were read and
approved as read.
Motion by Mr. Berglin seconded by Mr. Mannich that the follow-
ing bills be approved for payment:
Standard Equipment Co.
McKesson & Robbins
Ponder Co.,
Fairhope Service Center
Gaston Motor Co.
Western Auto
Smith, Dukes & Buckalew
Gas Dept. Supplies
G. E. Perkins Agent
Hardware Mutual
Pay Roll
George Dyson
Motion by Mr. Mannich seconded by
and Sewer Board pay half the cost
the City for the Water and Sewer
carried.
45.25
32.50
3.22
3.75
.90
6.70
300.00
156.50
16.91
8.00
883.30
200.00
Mr. Berglin that the Water
of ditch digger purchased by
and Gas Departments. Motion
Motion by Mr. Berglin seconded by Mr. Mannich that the following
Resolution be adopted:
BE IT RESOLVED that the bill of Watkins, Morrow & Co., in the
sum of $4,250.00; Mr. W. C: Beebe in the sum of $1,700.00 and
hte Merchants National Bank of Mobile in the sum of $150.00 for
services in connection with the issuance and sale of $85,004.00
Water and sewer Bends, second series, dated July 1, 1953, be and
the same are hereby approved and ordered paid.
BE IT FURTHER RESOLVED that statement of disbursement of pro-
ceeds of the sale of $85,000 of Water and Sewer Revenue Bonds,
second series, dated July 1, 1953 be recorded in minutes of this
meeting.
Motion carried.
Motion by Mr. Mannich seconded by Mr. Berglin that the Water and
Sewer Board purchase chlorinator from Wallace & Tiernan as
requested by the State Health Department. Motion carried.
It was duly moved and seconded that the meeting adjourn. Motion
carried.
Chairman oX the
Se retary & Tr asurer
MINUTES OF A MEETING OF THE
BOARD OF DIRECTORS OF THE
WATER WORKS AND SEWER BOARD
OF THE CITY OF FAIRHOPE HELD
ON THE DAY OF N��F� v ea %'�t��►"r
i
1953, A �o OtCLOCK, _. M.
The following were present at the meeting:
Messrs. Arthur C. Mannich, R. Roy Moyers, and L. A.
Berglin, Sr., being all of the members of the board of
directors of the corporation. Mr. Moyers acted as
chairman of the meeting, and Miss Marie Moore, the sec-
retary of the corporation, who was also present, acted
as secretary thereof. The chairman announced that a
waiver of notice of the time, place and purpose of the
meeting had been signed by all the members of the board
of directors and, a quorum being present, that the meet-
ing was open for the transaction of business. Upon mo-
tion duly made, seconded, and unanimously carried, the
said waiver was ordered spread upon the minutes of the
meeting at the end thereof.
The chairman stated that inasmuch as there had
been at least one re -appointment to the membership of the
board of directors since the last election of officers
it would be in order to confirm the election of the of-
ficers heretofore elected. Mr. 13
61
thereupon introduced the following -resolution and moved
that the same be adopted, which motion was seconded by
/ Mr. ,"i Ci _R 7Zc c�v , and upon vote being taken
thereon, the said resolution was unanimously adopted by the
votes of all the members of the board of directors:
41
- 2 -
BE IT RESOLVED by the Board of Directors of The
Water Works and Sewer Board of the City of Fair -
hope that the following be and hereby are elected
to the offices of the corporation set opposite
their respective names to serve until their suc-
cessors are elected and qualified:
R. Roy Moyers
L. A. Berglin, Sr.
Marie Moore
Marie Moore
Chairman of the Board
of Directors
Vice Chairman of the
Board of Directors
Secretary of the cor-
poration
Treasurer of the cor-
poration
Mr. introduced the follow-
ing resolution and mo d that the same be adopted, which
motion was seconded by Mr. 2?/I/,t. n2 U P�ij , and upon
vote being taken thereon, the said resolution was unani-
mously adopted by the votes of all the members of the board
of directors.
BE IT RESOLVED by the Board of Directors of The
Water Works and Sewer Board of the City of Fair -
hope
(1) That such portion of the schedule of
rates for water and sanitary sewer service fur-
nished by and from the water works and sanitary
sewer system of this corporation heretofore
adopted by resolution of the board of directors
on August 28, 1950, respecting meter rates for
water shall be and hereby are amended to read as
set out below, such changed meter rates for water
to become effective on the first day of the month
next following the issuance and delivery of any
part of the Second Series Water and Sewer Revenue
Bonds of this corporation to be hereinafter
authorized:
"METER RATES FOR WATER
The following shall be the schedule of monthly
charges for water furnished from the system:
First 3,000 ,Gallons, or fraction thereof, per month:
Minimum charge of $1.50.
Next 5,000 Gallons, or fraction thereof, per month:
At the rate of $.35 per 1,000 gallons.
4,
-3-
Next 10,000 Gallons, or fraction thereof, per month:
At the rate of $.25 per 1,000 gallons.
Next 32,000 Gallons, or fraction thereof, per month:
At the rate of $.15 per 1,000 gallons.
Next 50,000 Gallons,or fraction thereof, per month:
At the rate of $.10 per 1,000 gallons.
Next 50,000 Gallons, or fraction thereof, per month:
At the rate of $.08 per 1,000 gallons.
All over 1501,000 Gallons per month:
At the rate of $.07 per 1,000 gallons."
(2) Except as herein changed, the said schedule
of rates adopted by resolution of the board of di-
rectors on August 28, 1950, shall remain in full force
and effect.
Mr. T introduced the follow-
ing resolution and mo ed that the same be adopted, which
motion was seconded by Mr. ,,a _n 7_1_4ZI u , and upon
vote being taken thereon the said resolution was unanimously
adopted by the votes of all the members of the board of
directors:
BE IT RESOLVED by the Board of Directors of The
Water Works and Sewer Board of the City of Fair -
hope that the chairman of said board of directors
is hereby authorized and directed to execute and
deliver, in the name of and in behalf of this
corporation, an agreement with the City of Fair -
hope, in substantially the following form, to
which agreement the secretary of this corpora-
tion is authorized and directed to affix and
attest the seal of this corporation:
- 4 -
AGREEMENT between THE WATER WORKS AND SEWER BOARD
OF THE CITY OF FAIRHOPE, a public cor oration under the laws
of Alabama (herein called "the boardll�, and the CITY OF
FAIRHOPE, a municipal corporation under the'laws of Alabama
(herein called "the city" :
R E C I T A L S
By unilateral contract dated August 29, 1950, for
value received, the board agreed with the city that it would
make no disbursement out of the revenues derived by it from
the operation of its water works and sanitary sewer system
(herein called f1the systems') in excess of 4'1,000 during any
period of thirty consecutive days without prior approval by
the governing body of the city, except as required byythe
provisions of that certain indenture of mortgage and deed of
trust between the board and The Merchants National Bank of
Mobile dated July 1, 1950 (herein called "the underlying in-
denture") executed by the board as security for its Mortgage
Water and Sewer Revenue Bonds dated July 1, 1950. -The board
now desires to construct extensions"and improvements to the
system and proposes to finance such construction by the sale
and issuance of its Water and Sewer Revenue Bonds to be dated
July 1, 1953 (herein called "the new bonds't) payable out of
the revenues to be derived ftom the system and secured by an
indenture of mortgage and deed of trust from the board to
The Merchants National Bank of Mobile, to be dated as of July
1, 1953 (herein called "the new indenture"). The board will,
however, be unable to issue and sell the new bonds advantage-
ously if the above described restriction on disbursements
remains in effect. The city recognizes the need of the board
for funds with which to construct extensions and improvements
to the system and the substantial benefit that will accrue to
the city and its inhabitants if such extensions and,.improve-
ments are so constructed and advantageously financed.
NOW, THEREFORE, in consideration of the agreements
of the board hereinafter contained and in ccnsideration of
the issuance and sale by the board of the new bonds, it is
hereby agreed by and between the board and the city as follows:
1. The board and the city do hereby rescind and
cancel that certain unilateral contract of the board running
in favor of the city dated August 29, 1950, referred to above,
and all covenants and agreements of the board therein contained
shall be and hereby are terminated and cancelled.
2. The board hereby covenants and agrees with the
city that it will make no disbursement from the revenues
derived from the operation of its water works and sanitary
sewer system in excess of V1,000 during any period of thirty
consecutive days, unless such disbursement (exceeding $1,000
during any such period) shall have been approved by a reso-
lution or ordinance duly adopted by the governing body of the
city, provided however that the provisions of this paragraph
2 shall not apply to any sums that may be paid by the board
into the bond fund, the reserve fund and the improvement fund
created in the underlying indenture. -to any sums that May be
paid by the board into the bond fund, the reserve fund, or the
surplus fund created in the new indenture or to any sums re-
quired by the new indenture to be paid into the improvement
fund created in the underlying indenture, but shall apply=to
all disbursements from the water and sewer revenue accounts
created in both the underlying indenture and in the new in-
denture (except disbursements from said accounts into said
- 5. -
special funds), and shall further apply to any disbursements
from said improvement fund.
IN WITNESS VJHERE09 the board and the city have
caused this agreement to be executed in their respective cor-
porate names and have caused their corporate seals to be here-
unto affixed and attested by their respective officers, all
of whom are hereunto duly authorized, in four counterparts,
each of which shall be deemed an original, this the
day of November, 1953.
THE WATER WORKS AND SEWER BOARD
OF THE CITY OF FAIRHOPE
By
Chairman of its Board o
Directors
Attest:
Its Secretary
CITY OF FAIRHOPE
By
is Mayor
Attest:
Its City Clerk
Mr.
resolution an
d
a
0w,4L �'c
move that the
introduced the following
same be adopted, which
motion was seconded by Mr. YI.1ZC. , and upon
vote bdng taken thereon, the said resolution was unani-
mously adopted by the votes of all the members of the
board of directors:
BE IT RESOLVED by the Board of Directors
(herein called "the directors") of The
Water Works and Sewer Board of the Cit
of Fairhope (herein called "the board"T
as follows:
Section 1. In order to raise the funds
to finance the making of improvements and ex-
tensions to the water works and sanitary
sewer systemcf the board, and to pay the ex-
penses of issuing the bonds authorized in
this resolution, there are hereby authorized
to be issued the Water and Sewer Revenue
Bonds, Second Series (herein called "the
bonds") of the board in the amount and under
the terms, conditions and provisions set out
in the mortgage and deed of trust provided
for in Section 6 of this resolution. All
the provisions thereof respecting the bonds
and the coupons applicable thereto are hereby
adopted as a part of this resolution.
Section 2. The principal of and interest
on the bonds shall be payable solely from
the revenues derived from the operation of
the water works and sanitary sewer system
of the board, together with all improvements
thereon and additions thereto which may
hereafter be made. Neither the bonds nor
any of the agreements herein contained shall
ever constitute an indebtedness of the board
or of the City of Fairhope, Alabama, within
the meaning of any constitutional or statutory
provision or limitation. The general faith
and credit of the board are not pledged to the
payment of the bonds and the coupons, and the
bonds and the coupons shall not be general
obligations of the board. None of the agree-
ments, representations or warranties made or
implied in this resolution, or in the issuance
of the bonds and the coupons, shall ever impose
any personal or pecuniary liability or charge
upon the board, whether before or after any
breach by the board of any such agreement, repre-
sentation or warranty, except with the moneys
herein provided. The said city shall not in
any manner be liable for payment of the principal
of or the interest on the bonds or for the
performance of any of the obligations of the
board herein contained or contained in the
bonds or the coupons. Nothing contained in this
section, however, shall relieve the board from
the performance of the several covenants and
representations on its part herein contained.
-7-
Section 3. All remittances of princi-
pal of and interest on the bonds and the
coupons to the holders thereof sha 11 be
made at par without any deduction for
exchange or other costs, fees or expenses.
The bank or banks at which the bonds or
the coupons shall at any time be payable
shall be considered by acceptance of
their duties hereunder to have agreed
that they will make or cause to be made
remittances of principal of and interest
on the bonds and the coupons out of the
moneys provided for that purpose, in
bankable funds at par without any deduc-
tion for exchange or other costs, fees
or expenses. The board will pay to such
bank or banks all reasonable charges made
and expenses incurred by them in making
such remittances in bankable funds at par.
Section 4. The provisions of this
resolution shall constitute a contract
between the board and each holder of the
bonds and the coupons issued hereunder.
Whenever all the bonds and the coupons
and the interest thereon shall have been
paid in full or provisions made for the
payment thereof as provided in the mort-
gage and deed of trust referred to in
Section 6 hereof, and all the agreements
on the part of the board herein and
therein contained with respect thereto
shall have been performed, then upon the
happening of such events the obligations
of the board hereunder shall thereupon
cease.
Section 5. The various provisions of
this resolution are hereby declared to be
severable. In the event any provision
hereof shall be held invalid by a court
of c-&iapetent jurisdiction, such invalid-
ity shall not affect any other portion of
this resolution..
Section 6. As security for the payment
of the principal of and interest on the
bonds pro rata and without preference of
one over another, the board does hereby
authorize and direct the chairman of the
directors to execute and deliver, in the
name of and in behalf of the board, to
The Merchants National Bank of Mobile, a
mortgage and deed of trust covering all
property of any kind whatsoever now or
hereafter owned by the board, which forms
a part of or is used in connection with
its water works and sanitary sewer system,
and does hereby authorize and direct the
secretary of the board to affix to such
mortgage and deed of trust and attest the
corporate seal of the board. Said mort-
gage and deed of trust shall be in sub-
stantially the form of Exhibit A attached
-8-
to the minutes,of the meeting at which this
resolution is adopted and made a part hereof
as if fully set forth herein.
Mr. PiJ` ,QLcc. introduced the following
resolution and moved that the same be adopted, which
motion was seconded by Mr.%%�Gt,72 �� , and upon vote
being taken thereon, the said resolution was unanimously
adopted by the votes of all the members of the board of
directors:
BE IT RESOLVED by the Board of Directors
of The Water Works and Sewer Board of
the City of Fairhope as follows:
(1) Said board of directors does
hereby determine and deem it most advan-
tageous to said corporation that $85,000
principal amount of Water and Sewer
Revenue Bonds, Second Series, of said
corporation to be dated July 1, 1953, and
numbered from 1 to 85, inclusive, issuance
of which was authorized by resolution
adopted by said board of directors on this
date and which are referred to in and se-
cured by the mortgage and deed of trust of
said corporation authorized in said reso-
lution, be and the same hereby are sold
to Watkins, Morrow & Co. at and for the
purchase price of $82,590 plus accrued
interest to the date of delivery.
(2) The chairman of said board of
directors is hereby directed to execute
said bonds and said mortgage and deed of
trust in the name of and in behalf of
this corporation, and the secretary of
this corporation is hereby directed to
affix to said bonds and to said mortgage
and deed of trust the corporate seal of
this corporation and attest the same, all
in the manner provided in the aforesaid
resolution under which said bonds and
mortgage and deed of trust are authorized,
and the chairman of said board of directors
is hereby directed thereupon to deliver
said mortgage and deed of trust and said
bonds to The Merchants National Bank of
Mobile, as trustee under said mortgage
and deed of trust, and to direct said
trustee to certify and deliver said
bonds to the said Watkins, Morrow & Co.,
upon payment to this corporation of the
said purchase price for said bonds.
Mr. ?!� introduced the following
resolutions and move that the same be adopted, which motion
was seconded by Mr. _i.72 N.c ��v , and upon vote being
taken thereon, the said resolutions were unanimously
adopted by the votes of all the members of the board of
directors:
RESOLVED, that the proceeds re-
ceived by this corporation from the
sale of its Water and Sewer Revenue
Bonds, Second Series, dated July 1,
1953, numbered from 1 to 85, inclu-
sive, aggregating $85,000 in princi-
pal amount, heretofore sold by this
corporation, shall be deposited to
the credit of this corporation in a
separate account in The Merchants
National Bank of Mobile, in the City
of Mobile, Alabama; and that the
funds so deposited may be withdrawn
by checks, vouchers or drafts signed
in the name of this corporation by
the treasurer and countersigned by
any one of the members of the board
of directors of this corporation,
or signed by any one of the members
of the board of directors of this
corporation and countersigned by
another member of said board of di-
rectors, and said bank is hereby
authorized until further notice to
it by a certified copy of a resolu-
tion adopted by said board of di-
rectors and delivered to said bank
to honor any such checks, vouchers,
or drafts when so signed, regardless
of the person or persons to whom the
same may be payable.
RESOLVED, that &W#
in the City of
Alabama, is hereby appointed as the 4�9(Le
pository for the Water and Sewer Revenue
Account referred to and created in the
mortgage and deed of trust of this cor-
poration to be dated July 1, 1953, which
was heretofore authorized by resolution
adopted by the board of directors of this
corporation at the meeting at which this
resolution is adopted; and that any and
all funds of this corporation at any
time on deposit in said Water and Sewer
Revenue Account may be withdrawn by
checks, vouchers or drafts signed in
the name of this corporation by its
treasurer and countersigned by any one of
the members of the board of directors of
this corporation, or signed by any one of
I
- 10 -
the members of the board of directors, of
this corporation and countersigned by
another member of said board of directors,
and said bank is hereby authorized until
further notice to it by -a certified copy
of a resolution adopted by said board of
directors and delivered to said bank to
honor any such checks, vouchers or drafts
when so signed, regardless ofthe person
or persons to whom the same may be payable.
There being no further business to come before
the meeting the same was on motion duly adjourned.
WAIVER OF NOTICE
The undersigned, constituting all the members of
the Board of Directors of The Water Works and Sewer Board
of the City of Fairhope, a public corporation under the
laws of Alabama, do hereby waive notice of the time, place
and purpose of a meeting of said Board of Directors of, said
corporation called to be held on the day of *v4mbei-,
1953, at 'ri0 o o'clock, f. M., and consent to the holding
of said meeting and to the transaction of any business that
may come before it.
EXHIBIT A
INDENTURE between THE WATER WORKS. AND SEWER BOARD
OF THE CITY OF FAIRHOPE, a public corporation, party of the
first part, and THE MERCHANTS NATIONAL BANK OF MOBILE a
national banking association, party of the second party
R E C I T A L S
The party of the first part makes the following
recitals of facts as the basis of the undertaking following:
It is duly incorporated under the provisions of Sections
394 to 402, inclusive, of Title 37 of the Code of.Alabama of
1940, as amended by certificate of incorporation duly filed
for record in the office of the Judge of Probate of Baldwin
County, Alabama; it is not in default under any of the pro-
visions contained in its certificate of incorporation or in
the laws of the State of Alabama; by proper corporate action
it has duly authorized the issuance of the bonds hereinafter
referred to; and to secure the repayment of the principal of
and interest on the said bonds it has by proper corporate
action duly authorized the execution and delivery of this
indenture.
NOW, THEREFORE, THIS INDENTURE WITNESSETH:
For the aforesaid purpose and in consideration of
the respective agreements herein contained,.it is hereby
agreed between the parties signatory hereto and the holders
of all bonds issued hereunder (the holders of the said bonds
evidencing their consent hereto by their acceptance of the
said bonds and the parties signatory hereto evidencing their
consent hereto by their execution hereof), each with each of
the others, as follows (provided, that in the performance of
any of the agreements of the party of the first part herein
contained any obligation it may thereby incur for the pay-
ment of money shall not be a general debt on its part but
shall be payable solely out of the revenues from the mort-
gaged property hereinafter referred to):
ARTICLE I
D E F I N I T I O N S
Section 1.1 The following words and phrases and
others evidently intended as the equivalent thereof shall,
in the absence of clear implication herein otherwise, be
given the following respective interpretations herein:
"The board" means the party of the first part
hereto and, subject to the provisions of Section 9.8 hereof,
includes its successors in title and assigns and any cor-
poration resulting from any merger or consolidation to which
it or,its successors may be a party.
"Trustee" means the party of the second part hereto
and its successors and any corporation resulting from any
merger or consolidation to which it or its successors may be
a party.
r
- 2 -
"City" means the municipal corporation of Fairhope
in the State of Alabama and any corporation resulting from
any merger or consolidation to which it or its successors
may be a party.
board. "Directors" means the Board of Directors of the
"Resolution: means a resolution duly adopted by
the directors.
"Bonds" means those issued hereunder.
"Initial bonds" means those of the bonds numbered
1 to 85, inclusive.
"Additional bonds" means those of the bonds num-
bered 86 to 100, inclusive.
o'Coupons" means those issued hereunder and evi-
dencing the interest on the applicable bond or bonds.
"Registered bonds" means those bonds registered
pursuant hereto.
"Redemption date" means the date fixed for the
redemption of the bonds in any published notice of re-
demption.
"Redemption price" means the price at which the
bonds called for redemption may be redeemed on the re-
demption date.
"Holder" when used in conjunction with bonds or
coupons means the person in possession and the apparent
owner of the designated item.
"Indenture" means these presents and every sup-
plemental agreement with the trustee in pursuance hereof.
"Supplemental Indenture" means an agreement sup-
plemental hereto.
"Mortgaged property" includes all property and
rights of every kind described or referred to or intended
so to be in the granting clauses hereof (including the
after -acquired property clauses hereof) or in any way sub-
ject to the lien hereof.
"Underlying first lien bonds" means those Water-
works and Sewerage System Revenue Bonds of the city dated
July 1, 1934, now outstanding in the aggregate principal
amount of $5,000.
"Underlying second lien bonds" means those.Mort-
gage Water and Sewer Revenue Bonds of the board dated July
1, 1950, and authorized to be issued in -the aggregate prin-
cipal amount of V260,000, of which $24.6,000 in aggregate
principal amount is now outstanding.
- 3 -
11Underlying indenture,' means that indenture of
mortgage and deed of trust from the board to The Merchants
National Bank of Mobile dated July 1, 1950, and executed
as security for the underlying second lien bonds.
"System" means the water works and sanitary
sewer system of the board, together with all subsequent
extensions thereof and additions thereto.
"Independent engineer" means an engineer who is
duly registered and qualified to practice the profession of
engineering under the laws of Alabama and who is not a
full time employee of the board.
"Independent auditor" means (a) an accountant who
is not a full time employee of the board and who is regu-
larly engaged in the auditing of financial records, or (b)
an employee of the State of Alabama whose official duties
include the audit of books, records and accounts of munici-
pal and other public corporations.
"Counsel" means an attorney who is duly licensed
to practice before the Supreme Court of Alabama.
"Excepted encumbrances" means as of any particu-
lar time liens for ad valorem taxes not then due and ease-
ments, restrictions and exceptions that an independent
engineer certifies will not interfere with or impair the
operation of the mortgaged property, and, as long as'any
of the underlying first lien bonds are outstanding and un-
paid, the lien of such underlying first lien bonds on the
revenues derived from the mortgaged property and the
statutory mortgage lien created on such mortgaged property
by the city for the benefit of the underlying first lien
bonds.
"Construction fund" means the System Construction
Fund created in section 7.3 of the indenture.
"Revenue account" means the System Revenue Account
created in section 8.1 of the indenture.
"Bond fund's means the System Bond Fund created in
section 8.2 of'the indenture.
"Reserve fund" means the System Reserve Fund
created in section 8.3 of the indenture.
"Improvement fund" means the Improvement Fund
created in section 4 of Article V of the underlying indenture.
"Surplus fund" means the System Surplus Fund created
in section 8.0)of the indenture.
"Fiscal year" means the period beginning on October
1 of one calendar year and ending on September 30 of the fol-
lowing calendar year.
"Newspapers' means a newspaper printed in the Eng-
lish language and published not less than six days during
each calendar week in the locality specified.
-4-
"Financial Journal" means a Journal devoted pri-
marily to news of financial matters and having general cir-
culation among those interested in financial matters.
"Herein", "hereby", "hereunder", 11hereof1f, "here-
inbeforepl, 'thereinafter", and other equivalent words refer
to the indenture and not solely to the particular portion
thereof in which any such word is used.
IV
Definitions include both singular and plural.
Pronouns include both singular and plural and
cover all genders.
Any percentage of bonds is to be figured on the
unpaid principal amount thereof then outstanding.
ARTICLE II
GRANTING CLAUSES
Section 2.1 In order to secure to the holders
thereof the payment of the principal of,and interest on tha
bonds and the coupons and the performance and observance
of the covenants and conditions therein and herein contained,
and in consideration of their purchase and acceptance of the
bonds and of the acceptance by the trustee of the trusts
herein provided, the board does hereby grant, bargain, sell
and convey, assign, transfer and pledge to and with the
trustee the following described properties of the board now
owned or hereafter acquired:
The entire water works and sanitary sewer system
of the board situated in the city, including wells,
pumps and appurtenances thereto; reservoir, tank,
pipes, -water transmission mains, water distribution
system, including the meters, hydrants, valves, and
services in connection therewith, -sanitary sewers,
including both mains and laterals, manholes, all
appurtenances to said sewers and manholes, outfall
sewers, sewage disposal plant, lift or pumping
station, and all of the boards other properties,
real, personal and mixed, tangible and intangible,
forming a part of or appertaining to or used or
useful in connection with said water works and
sanitary sewer system, whether any of said proper-
ties are now owned by the board or may be hereafter
acquired, including particularly, but without limit-
ing the generality of -the language hereinbefore or
hereinafter contained, the following described pro-
perty located in the city, Baldwin County, Alabama;
(a) Beginning at a point 77 feet East of the
Southwest corner and on the South line of Lot 4, Block
5, Division 4, according to plat of the Fairhope Single
Tax Corporation property recorded in the office of the
Judge of Probate of Baldwin County, Alabama, in Miscl.
Book 1, at pages 320-21; thence North 36 feet; thence
West 19.5 feet; thence North 96 feet to a point on the
North line of Lot 3 in said Block 5; thence East 42.5
-5-
feet along the North line of said Lot 3; thence South
132 feet to the South line of said Lot 4; thence West
23 feet along the South line of said Lot 4 to the point
of beginning;
(b) Beginning at a point 46 feet•East and 20 feet
South of the Northwest corner of Lot 11, Block 5, Divi..
sion 4, according to said plat of the Fairhope Single
Tax Corporation property; thence West 14 feet; thence
South 14 feet; thence East 14 feet; thence North 14
feet to the point of beginning;
(c) Starting at the intersection of the center
lines of Bayview Street and Magnolia Avenue in Div lion
1, according to said plat of the Fairhope Single Tax
Corporation property; thence South 890 West 446.3 feet;
thence South 350 521 West 248 feet; thence North ?30
18t West 420.2 feet to a point of beginning; thence
from the point of beginning North 31 421 East 71 feet;
thence South 730 181 East 65 feet; thence South 310 421
West 71 feet; thence North 730 18, West 65 feet to the
point of beginning;
(d) Starting at the Northwest corner of Block 6,
Division 3, according to said plat of the Fairhope
Single Tax Corporation property; thence North 33 feet;
thence East 351 feet along the North line of Section
18, Township 6 South, Range 2 East; thence North
15.5 feet to a point of beginning; thence from the
point of beginning North 850 301 East a distance of
122.5 feet; thence South-270 East a distance`of 61
feet; thence South 160 West -a distance of 67 feet;
thence South 730 West a distance of 105.5 feet;
thence North 430 West a distance of 122 feet; thence
North 460 East a distance of 73.2 feet to the point of
beginning;
(e) Starting at -the Northwest corner of Block 6,
Division 3, according to said plat of the Fairhope Single
Tax Corporation property; thence North 33 feet; -thence
East 351 feet; thence North 15.5 feet; thence North 850
30f East a distance of 122.5 feet to a point of begin-
ning; Thence from the point of beginning North 850
301 East a distance of 9.5 feet; thence South 270 East
a distance of 91.5-feet; thence South 60 159 West a
distance of 227 feet; thence South 780 071 West a
distance of 79 feet; thence North 250 151 West a
distance of 290 feet; thence North 460 East a distance
of 0.2 feet; thence South 430 East a distance of 122
feet; thence North 730 East a distance of 105.5 feet;
thence North 160 East a distance of 67 feet; thence
North 270 West a distance of 61 feet to the point of
beginning;
(f) Starting at the Southwest corner of the
intersection of Beach View Avenue and Pier Street
in the Magnolia Beach Addition, thence running in a
Southwesterly direction along the West side of Beach
View Avenue, 130 feet; thence in a Northwesterly
direction and parallel to the South side of Pier
Street, 30 feet to a point. of beginning, thence from
-6-
the point of beginning parallel to the West side
of Beach View Avenue in a Northeasterly direction
25 feet; thence parallel to the South side of Pier
Street and in a Northwesterly direction 25 feet;
thence parallel to the West side of Beach View
Avenue and in a Southwesterly direction 25 feet;
thence parallel to the South side of Pier Street
and in a Southeasterly direction 25 feet to the
point of beginning; all according to plat of the
Magnolia Beach Addition to Fairhope, recorded in
the office of the Judge of Probate of Baldwin
County, Alabama, in Miscl. Book 1, at page 331;
(g) Easements for the installation and main-
tenance -of sewers in and under the following lands:
(1) A strip of land 20 feet wide, 10 feet on
each side of a line described - as follows: Begin-
ning at a point 80 feet North and 988.6 feet West
of the Northeast corner of Block 26, Division 4,
according to said plat of the Fairhope Single
Tax Corporation property recorded In the office
of the Judge of Probate of Baldwin County in
Miscl. Book 1, at pages 320-21, said point being
on the North line of Fairhope Avenue; thence North
310 391 West a distance of 303.7 feet; thence
North 370.52+ West a distance of 869 feet; thence
North 440 421 West a distance of 605 feet; thence
North 180 431 East a distance of 301 feet; thence
North 570 57' West a distance of 392 feet; thence
North 570 24# West a distance of 149.6 feet to a
point on the East line of the High School lot;
said point on the East line of the High School
lot being described as follows: South 200 West
a distance of 361.8 feet from the Southwest cor-
ner of lot 23, Block 12, Volanta, as shown on
said plat, along the East side of Section Street;
thence South 700 East a distance of 695 feet; thence
South 934.6 feet to the said point;
(2) A strip of land 20 feet wide, 10 feet on
each side of a line described as follows:' Begin-
ning at a point 219.1 feet South of the Northeast
corner of Section.18, Township 6 South, Range>2
East, and on the East line of said Section 18;
thence North 730 471 West a distance of 133 feet;
thence South 700 459 West to a point on the North
boundary line of Bayou Charbon: Also from the
above beginning point South 730 47T East to the
West side of Section Street; All according to
said plat of the Fairhope Single Tax Corporation.;
(3) Beginning at a point described as follows:
from the Southwest corner of Lot 23, Block 12, Volanta,
according to said plat of the Fairhope Single Tax
Corporation property; South 200 West a distance of
361.8 feet along the East side.of Section Street;
thence South 700 East a distance of 695 feet; thence
South a distance of 934.6 feet to said beginning
point: A strip of land 20 feet wide, 10 feet on
each side of a line described as follows: From the
-7-
above beginning point North 570 241 West a dis-
tance of 173.4 feet; thence North 520 54 t . West a
distance of 280 feet'; thence North 640 410 West
a distance of 212 feet; thence North 420 261-West
a distance of 330 feet; thence North 730 471 West
to a point on the East side of Section Street: The
line North 730 47' West if continued for a total
distance of 177.5 feet goes to a.point on the East
line of said Section 18, 219.1 feet South of the
Northeast corner of said Section 18;
(4) A strip of land 20 feet wide, 10 feet on
each side of a line described as follows: Starting
at the Northwest corner of Block 6, Division 3,
according to said plat of the Fairhope Single Tax
Corporation property; thence North 33 feet; thence
East 351 feet; thence North 15.5 feet; thence North
850 301 East a distance of 35.5 feet to a point of
beginning: Thence from the point of beginning North
20 20t East a distance of 86.8 feet; .
( 5 ) A strip of land 20 feet wide, 10 feet on
each side of a line described as follows: Starting
at the Northwest corner of Block 6, Division 3,'
according to said plat of the Fairhope Single Tax
Corporation property; thence North 33 feet; thence
East 351 feet; thence North 15.5 feet; thence North
850 30' East a distance of 35.5 feet; thence North
20 201 East a distance of 86.8 feet to a point of
beginning: Thence from the point of beginning North
20 201 East a distance of 112.6 feet; thence North
630 171 West a distance of 178.3 feet; thence North
840 031 West a distance of 300 feet; thence North
740 231 West a distance of 160 feet; thence North
560 171 West a distance of 140 feet; thence North
860 52t West a distance of 250 feet; thence South
860 55t West a distance of 200 feet; thence North
810 501 West a distance of 300 feet more or less
to Mobile Bay, and thence along the same line 200
feet, more or less out into. Mobile Bay to existing
crib;
(6) A strip of land 20 feet wide, 10 feet on
each side of a line described as.follows: Start at
the Southeast corner, Division 4, according to said
plat of the Fairhope Single Tax Corporation property;
thence East 1266.9 feet along the North side of Morphy
Avenue to a point of beginning: Thence from the point
of beginning North 360 561.,West a distance of 361.7
feet; thence North 250 31t.West a distance of 153.
feet; thence North 490 5.6A West a distance of 743.6
feet; thence North 220 llt West a distance of 150.-1
feet to the South side of Fairhope Avenues;.
(7) A strip of land 20 feet wide, 10 feet on
each side of a line described as follows: Start
at the Southeast corner of Block A, Division 4, ac-
cording to said plat of the Fairhope Single Tax
Corporation property; thence South.10 feet; thence
East 20 feet to point of beginning:.Thence from
point of beginning East 176 feet; thence South 340
feet to North side of Stimpson Street;
- 8 -
Also together with all lands and interests in
lands which are used in the operation of the system owned
by the board, and all franchises, permits, easements, rights
of way, crossing agreements, privileges, immunities and li-
censes of the board under and purpuant to which the board is
authorized to engage in the operation in the city and the
territory contiguous thereto of the system,.including parti-
cularly that certain water franchise.granted to the board
by the city by ordinance adopted by the city council of the
city and approved on August 7, 1950, entitled "An ordinance
granting a water franchise to The Water Works and Sewer
Board of the City of Fairhope, its successors and assigns",
and that certain sewer franchise granted to the board by the
city by ordinance adopted by the city council of the city
and approved on August 7, 1950, entitled "An ordinance grant-
ing a sewer franchise to The Water Works and Sewer Board of
the City of Fairhope, its successors and assigns";
Also all personal property forming a part of and
all tolls, rents, revenues, issues, earnings, income, and
profits from, the system;
Also all property, rights, and privileges, whether
real or personal and tangible or intangible, which the board
may hereafter acquire as a part of or as an improvement to
or extension of the system and any extensions thereof and.
additions thereto; it being the intention hereof that all
property, rights, and privileges acquired by the board after
the date hereof for use as a part of its -system shall be as
fully covered hereby as if such property, rights and privi-
leges were now owned by the board and were specifically des-
cribed herein and conveyed hereby;
Saving and exce tin , however, from the property
hereby mortgagee ge , all of the following (whether
now owned by the board or hereafter acquired by it); Cash
on hand and on deposit (but moneys or securities in the bond
fund and in the reserve fund are not so excepted), accounts
and notes receivable, choses in action, customerst service 7
and extension deposits, and water and other properties acquired
for sale in the ordinary course of business of the board or
for consumption in the operation of the mortgaged property.
TO HAVE AND TO HOLD the same unto the trustee,
its successor trustees and assigns forever; IN TRUST,
NEVERTHELESS, upon the terms and trusts herein set forth
for the equal and pro rata protection and benefit of the
holders, present and future, of the bonds and the coupons
equally and ratably, without preference, priority, or dis-
tinction of any over others -by reason of priority in issuance
or acquisition or otherwise, as if -all of the bonds at any
time outstanding had been executed; sold, certified, delivered
and negotiated simultaneously with the execution and delivery
hereof.
upon
condition thatliifDtheO oard�shall paythatsorpcause ttoare be paid ale1
bonds and coupons secured hereby, or shall provide for
payment by depositing with the trustee moneys sufficient for
the purpose, as provided for in section 14.1 hereof, together
with any evidence or instruments required by said section,
-9-
and shall pay or cause to be paid all other sums payable
hereunder by it, then the indenture and the estate and rights
granted hereby shall cease, determine and be void; otherwise
the indenture shall be and remain in full force and effect.
ARTICLE III
AMOUNT, MATURITIES, INTEREST
RATE AND FORM OF BONDS
Section 3.1 The total principal amount of bonds
authorized to be issued hereunder is limited to y;';100,000.
The bonds shall
from 1 to 100, inclusive,
be dated July 1, 1953, shall be numbered
shall be in the denomination
�A,000 each, and
shall be payable on July
of
1 as follows:
Bond Numbers
-(both inclusive)
Year of Maturity
Aggregate Principal
Amount Maturing
1 to 12
13 to 25
1981
1982
l(W12,000
26 to 39
1983
13,000
14,000
40 to 54
55 to 69
1984
1985
15;000
70 to 85
1986
,15,000
16,000
86 to 100
1987
15,000
Section 3.2 The initial bonds shall bear interest
from their date until January 1, 1958, at the rate of 5-3/4f
per annum, and from and after January 1, 1958, until their
respective maturities at the rate of 4-3/4% per annum. The
additional bonds shall bear interest at such rate or rates
from their date until maturity as may hereafter be fixed at
the time of issuance and 'sale thereof. All such interest
shall be payable semi-annually on January 1 and July 1 in
each year and shall be evidenced by the coupons attached
to the bonds. Each semi-annual installment of interest on
.he initial bonds from the date thereof until January 1,
-958, shall be evidenced by two separate coupons, one com-
puted at the rate of 4-3/4% per annum and one computed at
the rate of if per annum. Each bond and coupon shall bear
interest at the rate of 6% per annum after maturity until
paid or until money sufficient for payment thereof shall have
been deposited for that purpose with the trustee. The bonds
and the coupons shall be payable in lawful money of the United
States of America at the principal office of The Merchants
National Bank of Mobile, in the City of Mobile, Alabama.
Section 3.3 The bonds, the coupons, the certi-
ficate of registration and the trusteets certificate shall
be in substantially the following forms, respectively, with
such insertions, omissions and other variations as may be
necessary to conform to the provisions hereof:
No.
- 10 -
( Form of Bond)
UNITED STATES OF AMERICA
STATE OF ALABAMA
THE WATER WORKS AND SEWER BOARD
OF THE CITY OF FAIRHOPE
WATER AND SEWER REVENUE BOND
SECOND SERIES
$1,000
On the 1st day of July, 19 , (unless this bond
shall have been duly called for prior payment), for value
received, The Water Works and Sewer Board of the City of
Fairhope, a public corporation under the laws of Alabama
(herein called "the board"), agrees to pay to the bearer here-
of, or if this bond be registered then to the registered holder
hereof, solely out of the revenues hereinafter referred to,
the sum of
O N E T H O U S A N D D 0 L L A R S
with interest thereon from the date hereof until the maturity
hereof at the rate of / per annum, payable semi-annually
on January 1 and July in each year until and at the maturity
hereof upon surrender of the annexed interest coupons as they
severally mature. Both the principal hereof and interest here-
on are payable in lawful money of The United States of America
at the principal office of The Merchants National Bank of
Mobile in the City of Mobile in the State of Alabama.
This bond is one of a duly authorized issue limited
to the aggregate principal amount of �100,000 and numbered
from 1 to 100, inclusive (herein called tithe bonds"). The
principal of and interest on the bonds are payable solely
out of the revenues from the water works and sanitary sewer
system of the board as presently or hereafter constituted
(herein called "the systemtt) remaining after payment of the
costs of maintaining and operating the system. The principal
of and the interest on the bonds are secured, pro rata and
without priority of one bond over another, by a valid pledge
of the revenues out of which they are payable and by a mort-
gage and deed of trust (herein called "the indenture") from
the board to The Merchants National Bank of Mobile (herein
called tithe trustee',) of Mobile, Alabama, dated as of July 1,
1953, covering the system. The indenture provides, inter
alia, that in the event of default by the board in the manner
and for the time therein provided the trustee may declare
the principal of this bond as immediately due and payable,
whereupon the same shall thereupon become immediately due
and payable and the trustee shall be entitled to pursue the
remedies provided in the indenture but the indenture shall
not be subject to foreclosure.
The bonds are subject to redemption prior to their
respective maturities at the option of the board on July 1,
1963, and on any interest payment date thereafter as a whole
or in part in their inverse numerical order, after not less
than thirty days' prior notice given in the manner provided
in the indenture, at the face value of the bonds redeemed
plus accrued interest thereon to the redemption date and,
with respect to each bond redeemed, a premium equal to twelve
months interest thereon computed at the rate borne by such
bond on the redemption date, had it not been so called for
redemption.
The board is a public corporation organized under
the provisions of Sections 394 to-402, inclusive, of Title
37 of the Code of Alabama of 1940, as amended, and the bonds
are authorized to be issued for purposes for which bonds may
be issued under the provisions of said sections. The covenants
and representations herein contained or contained in the in-
denture do not and shall never constitute a personal or pecun-
iary liability or charge against the general credit of the
board, and the City of Fairhope, Alabama, shall not in any
manner be liable for payment of the principal of or interest
on the bonds or for the performance of the undertakings of
the -board contained herein or in the indenture.
It is hereby certified that all conditions, actions,
and things required by the constitution and laws of Alabama
to exist, be performed and happen precedent to or in the is-
suance of this bond exist, have been performed and have
happened in due and legal form, and that provision has been
made for the deposit in a separate fund of revenues from the
operation of the system in amounts sufficient to pay the prin-
cipal of and interest on she bonds at the time outstanding as
said principal and interest shall respectively mature.
This bond shall pass by delivery unless registered
as to principal in the owner's name on the books of the
trustee, such -registration being noted hereon by the trustee.
If registered, no transfer of this bond shall be valid unless
it is presented at the office of the trustee with written
power to transfer, properly stamped if required, -in form and
with guaranty of signature satisfactory to the trustee, with
such new registration noted hereon by the trustee. If re-
gistered this bond may be discharged from registration by
being in like manner transferred to bearer. It may again
from time to time be registered or discharged from registra-
tion in the same manner. Such registration shall not affect
the negotiability of the coupons appertaining hereto, which
shall continue to be transferred by delivery. The trustee
shall not be required to register or transfer any bond during
the ten day period next preceding any semi-annual interest
payment date; shall not be required to register or transfer
any bond that is subject to redemption during the period of
ten days next preceding the thirty day period prior to any
date on which such bond is subject to be redeemed; and shall
not be required to register or transfer any bond that has
been'duly,called for redemption during the period of thirty
days 'next preceding the date fixed for its redemption.
Execution by the trustee of its certificate hereon
is essential to the validity hereof and is conclusive of the
due issue hereof under the indenture.
- 12 -
IN WITNESS WHEREOF, the board has caused this bond
to be executed in its name and behalf by the chairman of its
Board of Directors and has caused its: corporate seal to be
hereunto affixed and attested by its secretary,. and has caused
the attached coupons to be executed with the: facsimile signa-
ture of said chairman, both of whom are hereunto duly auth-
orized, and has caused this bond to be dated July 1, 1953•
Attest:
Secretary
Coupon
No.
THE WATER WORKS AND` SEWER BOARD
OF THE CITY OF FAIRHOPE
By
Chairman of t e Board o
Directors
(Form of Coupon)
On the 1st day of , 19 ; The
Water Works and Sewer Board of the City of FairhUp—e, a public
corporation under the laws of Alabama, will pay to the bearer
hereof, solely out of the revenues derived from the operation
of its water works and sanitary sewer system, upon surrender
hereof at the principal office of The Merchants National Bank
of Mobile in the City of Mobile in the State of Alabama
Dollars in lawful money of the
United States of America,, beiiig six months' interest.at the
rate of % per annum then due -on its Water and Sewer Revenue
Bond, Second Series, dated July 1, 1953, and numbered
Chairman of the Board of Directors
(Form of Registration)
(No writing on this bond except by registrar)
Date of Registration Registered O:Pner Registrar
. .
o
- 13 -
(Form of Trustee's Certificate)
The within bond is one of those described in the
within mentioned mortgage and deed of trust.
THE MERCHANTS NATIONAL BANK OF
MOBILE, Trustee
By
Its Authorized icer
Following -the maturity date of each coupon due on
and after January 1, 1964, there shall be inserted the fol-
lowing:
"(unless the bond to which this coupon
is applicable shall have been duly
called for prior payment),"
Section 3.4 The initial bonds shall be forthwith
executed and delivered to the trustee, and shall be certi-
fied and delivered by the trustee from time to time upon
receipt by the trustee of an order signed on behalf of the
board by the chairman of the directors requesting such
certification and delivery and designating the person or
persons to receive the same or any part thereof.
Section 3.5 So long as the board is not to the
knowledge of the trustee in default hereunder or under the
underlying indenture, the board may at any time and from time
to time issue all or any part of the additional bonds, and
the trustee shall certify and deliver all or any part thereof
upon receipt of a certified copy of a resolution of the di-
rectors reciting that the board is not at the time in default
hereunder or under the underlying indenture and that no such
default is imminent, specifying the numbers of the additional
bonds so proposed to be issued,.the interest rate or rates
thereof, the person or persons to whom the same shall be is-
sued and the sale price thereof (which shall not be less than
95% of the face value thereof plus accrued interest to the
date of delivery), and further reciting that the proceeds
from the sale thereof shall be used for making improvements
to or enlargements of the mortgaged property.
ARTICLE IV
EXECUTION AND CERTIFICATION OF THE BONDS
Section 4.1 The bonds shall be executed by the
chairman of the directors and the seal of the board shall
be affixed thereto and attested by the secretary of the
board. The coupons shall be authenticated by the facsimile
signature of the said chairman. Signatures on the bonds and
the coupons by persons who were officers of the board at the
- 14 -
time such signatures were written shall continue effective
although such persons cease to be such officers prior to the
certification of the bonds or the delivery of the bonds and
the coupons.
Section 4.2 A duly executed certificate by the
trustee in the form hereinabove recited shall be endorsed
on each of the bonds and shall be essential to its validity.
Such certificate shall be conclusive of the due issue of such
bond hereunder.
Section 4.3 The board may execute, and the trustee
may certify and deliver, bonds with unmatured coupons attached
to replace'in all respects mutilated bonds which are sur-
rendered with all unmatured coupons attached. The board may
also execute, and the trustee may certify -and deliver, bonds
with unmatured coupons attached to replace in all respects
bonds which may have been lost, stolen, or destroyed, or bonds
all or -any part of whose unmatured coupons have been lost,
stolen, or destroyed; provided, there is first furnished to
the board and the trustee evidence of such loss, theft, or
destruction together with -indemnity satisfactory to the
board and the trustee. The board may charge the holder with
the expense of issuing any such new bond.
Section 4.4 Upon certification of any bond by
the trustee, all past due coupons shall be removed and
cancelled by it.
Section 4.5 Nothing herein contained shall affect
in any way the power of the board to fix the consideration
for which the bonds may be sold by it, except as provided
in Section 3.5 hereof.
ARTICLE V
REGISTRATION AND NEGOTIABILITY,
OF THE BONDS
Section.5.1 The trustee shall be the registrar
and transfer agent of the board, and shall keep at its
office proper registry books in which it will register as
to principal only such bonds as are presented for that
purpose, noting the registry on the bond. Such registra-
tion shall conclusively designate the registered owner as
the sole person to whom or on whose order payment of the
principal of the bond may be made, but shall not affect
the negotiability of the coupons. All bonds shall pass by
delivery unless so registered. After such registration no
transfer of a registered bond shall be valid unless it
is presented at said office with written power to transfer,
properly stamped if required, in form and with guaranty of
signature satisfactory to the trustee, with such registra-
tion noted thereon by the trustee. Any registered bond may
be discharged from registration by being in like manner trans-
ferred to bearer, after which transferability by delivery
shall be restored. Any bond may from time to time be regis-
tered or discharged from registration in the same manner.
The trustee shall not be required to register or transfer
any bond during the period of ten days next preceding any
- 15 -
semi-annual interest payment date, or to register or trans-
fer any bond during the period of ten days next preceding
the thirty -day period immediately prior to any date on which
such bond is subject to be redeemed; and, if any bond shall
be duly called for redemption, the trustee shall not be re-
quired to register or transfer such bond during the period
of thirty days next preceding the date fixed for its re-
demption.
Section 5.2 The board, the trustee and any in-
stitution at which the bonds and the coupons are or may
be payable may deem and treat the holder of a coupon as
the absolute owner thereof for all purposes; they may deem
and treat the holder of an unregistered bond as the abso-
lute owner thereof for all purposes other than to receive
payment of outstanding coupons; they may deem and treat the
person in whose name a registered bond is registered as the
absolute owner thereof for all purposes other than to re-
ceive payment of outstanding coupons; they shall not be
affected by notice to the contrary; and all payments by any
of them to the holders of such coupons and unregistered bonds,
and to the person in whose name a registered bond is regis-
tered, shall to the extent thereof fully discharge and satisfy
all liability for the same.
ARTICLE VI
REDE141PTION OF BONDS
Section 6.1 While the board is not in default
hereunder or under the underlying indenture it may -at its
option call for redemption all�r_any par_t_of _-the_bonds_o
July 1, 1963,_ and- on any interest Davment_date__the_reaf_ter
3.n Lne inverse numerical-order—of—thpse then out.s_tanding.
at a redemption price equal to the face value of the bonds
redeemed plus accrued interest thereon -to the redemption
date and, with respect to each bond redeemed, a premium _.
equal to twelve months' interest thereon computed at the
rate borne by such bond on the redemption date, had it not,
so been called for redemption..
Section 6.2 Any such redemption shall be effected
in the following manner:
(a) The directors by resolution shall call for
redemption on a date when they are by their terms subject
to redemption bonds bearing stated numbers, shall recite
in such resolution that the board is not in default under
the indenture or under the underlying indenture, and shall
summarize in such resolution any applicable restrictions
upon or conditions precedent to such redemption and the pro-
visions made to comply therewith.,,
(b) Not less than thirty (30) days prior to the
redemption date, the board shall cause to be published one
time in a newspaper published in the City of Birmingham in
the State of Alabama a notice stating the following; that
bonds bearing stated numbers have been called for redemption
and will become due and payable at the redemption price or
redemption prices on a specified redemption date (which shall
be the date provided for such redemption in the resolution
- 16 -
required in subsection (a) of this section); and that all
interest thereon will cease after the redemption date; pro-
vided, however, that if all the bonds which are to be called
for redemption are registered bonds then at the option of
the board publication of the notice of redemption with res-
pect to such bonds may be omitted. If publication of such
notice shall be so omitted, mailing of the notice provided
for in subsection (c) of this section shall be a sufficient
compliance with the notice requirements contained in this
section.
(c) In the event any of the bonds.so called for
redemption shall be also a registered bond, the board shall
forward by United States Registered Mail to the registered
owner thereof, at the address of such registered owner as
such address appears on the registry books of the trustee
pertaining to the registration of the bonds, a notice stat-
ing the following: that bonds bearing stated numbers have
been called for redemption and will become due and payable
at the redemption price or redemption prices on a specified
redemption date (which shall be the date provided for such
redemption in the resolution required in subsection (a) of
this section); and that all interest thereon will cease after
the redemption date. Such notice shall be so mailed not less
than thirty (30) days prior to the redemption date, but holders
of any registered bonds may waive the requirements of this
paragraph with respect to the registered bonds held by them
without affecting the validity of the call for redemption
of any other bonds.
(d) On or prior to the redemption date the board
shall deposit with the trustee the total redemption price of
the bonds so called and shall further furnish to the trustee
the following: a certified copy of the resolution required
in subsection (a) of this section; appropriate affidavits
showin compliance with -the requirements of subsections (b)
and (cf of this section, or in the event that all the bonds
which are to be redeemed are registered bonds, appropriate
affidavits showing compliance with or waiver -of the require-
ments of subsection (c) of this section; and, in the case of
the redemption of any bonds on a date when such bonds may
be redeemed only with funds from a specified source, evidence
satisfactory to the trustee showing compliance with such
restriction or requirement.
Section 6.3 Upon compliance by the board with the
requirements contained in section 6.2 hereof, and if the
board is not on the redemption date in default in payment of
the principal of or interest on any of the bonds or on any of
the underlying second lien bonds, the bonds so-called for
redemption shall become due and payable at.the place at which
the same shall be payable at the redemption price or redemption
prices and on the redemption date specified in such notice,
anything herein or in the bonds to the contrary notwithstand-
ing; the holders thereof shall then and there surrender them
for redemption; all future interest on the bonds so called
for redemption shall cease to accrue after the redemption
date and the coupons maturing after the redemption date shall
be void; the bonds so called and the coupons applicable
thereto which matured on and prior to the redemption date
shall no longer be entitled to the benefit of the lien hereof
but shall look solely to the moneys deposited with the trustee
- 17 -
under the provisions of this article; and out of the moneys
so deposited with it, the trustee shall make provision
for payment of the bonds so called for redemption at the
redemption price on the redemption date.
Section 6.4 Neither the trustee nor any insti-
tution at which the bonds may at any time be payable shall
be required to pay any coupon maturing on the redemption
date which is applicable to any bond so called for redemption
unless the bond to which such coupon is applicable is also
presented for payment; provided, that in the event any such
coupon should be so paid without payment of the applicable
bond -no one shall be liable to the holder of such applicable
bond, or to the board, or to anyone whomsoever; and provided
further, that the trustee and any such institution shall
pay such coupon if the holder thereof shall present to the
trustee or to such institution evidence satisfactory to the
trustee or to such institution that such holder is the owner
of the coupon so presented and is not the owner of the bond
to which such coupon is applicable.
ARTICLE VII
AGREEMENTS RESPECTING CONSTRUCTION
OF IMPROVEMENTS AND USE OF PROCEEDS
FROM SALE OF THE INITIAL BONDS
Section 7.1 The board will go forward continu-
ously and with reasonable dispatch with construction of the
proposed improvements and extensions to the system. The
board will complete said construction, including the
acquisition of such real estate as may be necessary therefor,
as soon as may be practicable, delays incident to strikes,
riots, acts of God and the public enemy and similar acts
beyond the reasonable control of the board only excepted.
The board will promptly pay, as and when due, all expenses
incurred in and about said construction, and it will not
suffer or permit any mechanicst or materialments liens
which might be filed or otherwise claimed or established
upon or against the mortgaged property or any part thereof,"
and which might be or become a lien superior to the lien
hereof, to remain unsatisfied and undischarged for a period
exceeding thirty (30) days after the filing or establish-
ment thereof.
Section 7.2 The proceeds derived from the sale
of the initial bonds shall be applied for the following
purposes only and in the following order-, (a) Payment of
the accrued interest received on the sale of the initial
bonds into the bond fund; (b) payment of the expenses in-
curred in the issuance and sale of.the initial bonds, in-
cluding the initial -charge of the trustee under the inden-
ture, and the legal, advertising, recording and engineerin
fees and expenses incurred in connection therewith; and (c)
payment of the balance of said proceeds into the construction
fund created in section 7.3 hereof. The trustee shall be and
remain the depository for the construction fund.
Section 7.3 There is hereby created a special
trust fund, the full name of which shall be the "System
Construction Fund". for the purpose of providing funds for
-18-
the construction required in section 7.1 hereof. The moneys
in the construction fund shall be paid out from time to time
for the following purposes only and in the following manner:
(a) Payment of the cost of acquiring
any real estate (including easements) which
may be certified by the superintendent of the
board (1.) to be.necessary and suitable for con-
struction thereon of any part or parts of the
aforesaid extensions and improvements to the
system, and (2) to have a value not less than
the cost of the acquisition of such real estate;
provided, that the trustee shall be furnished
also with a certificate of counsel acceptable
to the trustee (who may be counsel to the board)
approving the title of the board to such real
estate and the validity of the indenture as a
first mortgage thereon, subject only to'excepted
encumbrances, provided however, that in the event
any of the underlying second lien bonds are then
outstanding and unpaid, the furnishing of a cer-
tificate of counsel acceptable to the trustee
approving the title of the board to such real
estate and the validity of the indenture as a
second mortgage thereon, subject only to,excepted
encumbrances, shall be a sufficient compliance
with the title requirements contained in this
subsection (a).
(b) Payment for labor, services, materials,
and supplies furnished in constructing the afore-
said improvements to the system, provided that
all such payments shall be based upon,bills
approved by any two members of the -directors and
by the superintendent of the board, and shall
be accompanied by a certificate of the super-
intendent of the board with respect to each
such estimate or bill stating that the labor,
materials, services, and supplies referred to
therein (except any water meter that may be in-
stalled on property occupied by a water customer
of the board pursuant to agreement permitting the
removal thereof on discontinuance of service) are
or will be located upon or in one of the following:
(1) the real estate particularly described in
section 2.1 of the indenture, or (2) real estate
with respect to which a certificate of counsel
meeting the requirements of the proviso in the
foregoing subsection (a) of this section has been
furnished to the trustee, or (3) public streets
and other public ways;
(c) Payment of all expenses (including
reasonable fees and expenses of engineers and
attorneys, and recording fees) in connection with
the matters referred to in subsections (a) and (b)
,of this section, provided such payments shall be
approved by any two members of the directors;
(d) Payment of the reasonable expenses and
charges of the trustee in connection with the
construction fund.
Upon certification by the superintendent of the board that the
construction of the said extensions and improvements referred
- 19 -
to in section 7.1 hereof has been completed, and upon certi-
fication by the chairman of the directors that all of the
items referred to in subsections (a), (b) and (c) of this
section have been paid in full, and upon payment of the
expenses and charges referred to in subsection (d) of this
section, any moneys then remaining in the construction
fund shall thereupon be paid over to the board, which agrees
to use such moneys only for the construction of improvements
to the system which by good accounting practice are of a
capital nature.
Section 7.4 The moneys at any time on deposit
in the construction fund shall be and at all times remain
public funds impressed with a trust for the acquisition and
construction required in section 7.1 hereof. The trustee
shall be fully protected in making withdrawals and payments
out of the construction fund for the purposes specified in
section 7.3 hereof upon presentation to it of the respective
approvals and certificates provided for in said section, but
the trustee may in its discretion, and shall, when requested'
in writing so to do by the holders of not less than twenty-
five per centum of the bonds then outstanding, require as a
condition precedent to any withdrawal or disbursement from
the construction fund such additional evidence as it may deem
appropriate respecting the application of any moneys previously
disbursed from the construction fund, or as to the correctness
of any estimate or bill presented to it pursuant to the pro-
visions of said section 7.3.
Section 7.5 If the moneys on deposit in the con-
struction fund shall not be sufficient -to make all payments
provided for in�subsections (a) to (d), inclusive, of sec-
tion 7.3 hereof, or if the board should abandon or un-
reasonably delay the construction of the improvements referred
to in section 7.1 hereof, or if for any reason whatsoever
said construction shall not be completed as provided in sec-
tion 7.1 hereof, the trustee may at its election, but without
prejudice to any other right which it may have in case of
such default, complete the said construction. For such pur-
pose the trustee may make any and all necessary contracts,
either in -its own name -or in the name of the board, for
engineers, contractors, labor, materials, and supplies in
connection with the completion of said construction and the
acquisition of real estate for location thereon of any -part
or parts thereof. In the event that the trustee shall,.
pursuant to the provisions of this section, elect to com-
plete said construction, the trustee may thereafter make
disbursements from the construction fund without any approval
of such disbursements by -the board, the directors, or by
any officer of the board, for the purpose of paying the cost
of completing the said construction and also of discharging
any unpaid bills previously incurred by the board for such
construction; provided that if any such disbursement is for
the payment of the cost of acquiring real estate the trustee
shall obtain a certificate of counsel meeting the require-
ments of the proviso -in section 7.3(a) hereof. Such a
certificate of title, when required by the preceding sentence,
shall fully protect the trustee in making disbursements from
the construction fund pursuant to the provisions of this
section. Regardless of whether or not the trustee may under-
take the completion of said construction as herein provided,
and regardless of whether -or not any lien claims may have
been filed or established, the trustee may at its option
-20-
advance any funds necessary to make up any deficit in paying
the cost of completing the said construction, including the
acquisition of real estate for location thereon of any part
or parts thereof. All amounts so advanced by the trustee,
together with interest thereon at the rate of 6f'per annum
from the respective dates of any such advancements, shall
be tacked to the indebtedness hereby secured and shall be
entitled to the benefit of the lien hereof, and the board
agrees to repay the same upon demand with interest at said
rate.
Section 7.6 The board shall furnish monthly to
the original purchaser of the bonds from the board and t*o
the holder of any bonds who may request the same reports
of all expenditures from the construction fund during the
preceding month.
Section 7.7 Nothing contained in the indenture
shall impose on the trustee any duty or liability with
respect to the completion of the construction of said improve-
ments referred to in section 7.1 hereof.
ARTICLE VIII
DISPOSITION OF REVENUES FROM THE
MORTGAGED PROPERTY AND CREATION
OF SPECIAL FUNDS
Section 8.1(a) So long as there are outstanding
and unpaid any of the underlying second lien bonds, the board
will deposit in a special trust fund hereby created, the full -
name of which shall be the "System Revenue Accounts' and which,
until there are no longer outstanding and unpaid any of the
underlying second lien bonds, may be the same as the Water
and Sewer Revenue Account created in section 1 of Article
V of the underlying indenture, daily as received by it, all
the revenues derived from operation of the mortgaged pro-
perty and, after making only those withdrawals from the
revenue account as are required by the provisions of Article
V of the underlying indenture, the board will utilize the
balance each month in�the revenue account,to the extent neces-
sary for such purpose, for payment of all charges and ex-
penses of the trustee and for the purpose of making the pay-
ments into the bond fund, the reserve fund,the improvement fund
and the surplus fund as provided in sections 8.2 to 8.4, inclusiv(
(b) When there are no longer outstanding and un-
paid any of the underlying second lien bonds, the board there-
after will continue the revenue account so long as any of the
bonds remain outstanding and unpaid and will deposit therein,.
daily as. received by it, all the revenues derived from the
operation of the mortgaged property and will make withdrawals
therefrom for the following purposes in the following order,
to the extent necessary for such purposes and to the extent
moneys may be available therefore
(1) For payment of all expenses incurred
during the then current or in any then preceding
calendar month in the efficient and economical
administration of the mortgaged property and in.
the maintenance thereof in good repair and good
operating condition (but not including payment
for items properly chargeable by ood accounting
practice to fixed capital account;
- 21 -
(2) For payment of the charges and expenses
of the trustee under the indenture; and
(3) For the purpose of making the payments
into the bond fund, the reserve -fund, the improvement
fund and the surplus fund in -the order named, as pro-
vided in sections 8.2 to 8.4, inclusive.
Section 8.2 There is hereby created a special trust
fund, the full name of which shall be the "Water and Sewer
System Bond Fund" and which shall be continued until the prin-
cipal of and interest on the bonds shall have been paid in
full. There shall be paid into the bond fund the following:
A a) There shall be paid into the bond
fund, simultaneously with the issuance of
the initial bonds, the accrued interest thereon
received by the board on the sale thereof.
-(b) On or before the last days of November,
1953, and December, 1953, the board will pay into
the bond fund, out of the moneys in the revenue
account, one-half of an amount, which, when added
to the moneys paid into the bond fund pursuant
to the provisions of subsection (a) of this sec-
tion, shall equal the semi-annual installment of
interest which will mature on the bonds on the
next interest payment date.
(c) On or before the last day of each
successive month, beginning with the month of
January, 1954, and continuing thereafter until
and including the month of June, 1980, the board
will pay into the bond fund, out of the moneys
in the revenue account, an amount equal to one -
sixth of the semi-annual installment of interest
which will mature on the bonds on the next inter-
est payment date.
(d) On or before the last day of each
successive -month, beginning with the month of
July, 1980, and continuing thereafter until
the principal of and the interest on the bonds
shall have been paid in full,the board will
pay into the bond fund, out of the moneys in the
revenue account, an amount equal to one -sixth of
the semi-annual installment of interest which will
mature on the bonds on the next interest payment
date plus one -twelfth of the principal of the bonds
which will mature on the next principal payment date.
1. (e) In the event any bond or•coupon should
remain unpaid on the date when due, then on or
before the last day of each month beginning with
the month during which such unpaid bond or cou-
pon became due and continuing each month there-
after until an amount sufficient to pay the
delinquent bond or coupon shall have been paid
into the bond fund, the board will pay into the
bond fund (in addition to the monthly payments
provided for in subsections (b), (c) and (d) of
-22-
this section) all moneys remaining in the reve-
nue account at the end of said month after pay-
ment of the expenses and charges provided in
section 8.1 hereof to be paid at the time from
the revenue account and after payment of the
amounts required in subsections (b), (c) and
(d) of this section to be paid into the bond
fund.
All moneys paid into the bond fund shall be used only for
payment of the principal of and interest on the bonds upon
or after the respective maturities of such principal and
interest; provided, that if at the -final maturity of the
bonds, however the same may mature, there shall be in the
bond fund moneys in excess of what shall be required to
pay in full the principal of and interest on the bonds,
then any such excess shall thereupon be returned to the
board. When the amount of money on deposit in the bond
fund equals or exceeds the aggregate of the principal of
and interest on the bonds then remaining unpaid, no fur-
ther payments need be made into the bond fund except to
make good moneys paid therein which may become lost or
which may not be immediately available for withdrawal
under the provisions of this section.
Section 8.3 There is hereby created a special
trust fund the full name of which shall be the "System
Reserve Fund." The board shall pay into the reserve fund,
out of the moneys in the revenue account, the sum of
V225.00 on or before the last day of each successive month,
beginning with the month in which the board -is authorized,
under the terms of the underlying indenture, to discontinue
making payments into the "Reserve Fund" created -in Section 3
of Article V of the underlying indenture and continuing
thereafter until the amount on deposit in the reserve fund
equals or exceeds the sum of $4,137.50. The moneys form-
ing a part of the reserve fund shall be transferred to the
bond fund for payment of the principal of and interest on
the bonds, but may be so transferred only in those fiscal
years in which the moneys on deposit in the bond fund shall
not be sufficient to pay the principal of and interest on
the bonds maturing during such fiscal year, and such moneys
may be so transferred only for payment of the principal of
and interest on the bonds so maturing as to which there would
otherwise be a default. -Whenever any of the moneys forming
a part of the reserve fund shall be so transferred to the
bond fund, the board will restore the same by thereafter
paying into the reserve fund (in addition to the monthly
payments provided for in the second sentence of this sec-
tion), on or before the last day of each successive month
beginning with the month next following the month during
which said transfer shall be made and continuing .until the
sum transferred shall have been restored, all moneys remain-
ing in the revenue account after payment of the charges and
expenses provided in section 8.1 hereof to be paid at the
time out of the moneys in the revenue account and after
compliance with section 8.2 hereof and the second sentence
of this section. When the amount of moneys in the reserve
fund plus the amount of moneys in the bond fund equals or
exceeds the aggregate of the principal of and interest on
the bonds then remaining unpaid, the moneys on deposit in
the reserve fund may be transferred to the bond fund, in which
event no further payments need be made into the reserve fund.
- 23 -
Section 8.4 After compliance with the provisions
of Sections 8.1 to 8.3, inclusive, of the indenture, the
balance remaining in the revenue account at the end of each
successive month, to the extent necessary for such purpose,
shall be paid into the bond fund and the reserve fund, in
the order named, for the purpose of making good any delin-
quency or deficit existing in either of said funds by reason
of failure to pay therein the amounts respectively provided
to be paid therein by the provisions of. Sections 8.2 and
8.3 hereof. Thereafter while all monthly payments so pro-
vided to be made into the bond fund and the reserve fund
are current, one-half the entire balance remaining in the
revenue account at the end of each successive month shall be
disbursed as follows:
(a) So long as the amount on deposit in the
improvement fund shall be less than ;10,000, one-half the
entire balance remaining in the revenue account at the end
of each successive month shall be paid into the improvement
fund until the amount on deposit therein shall equal or ex-:
ceed the sum of V10,000, provided that when any of the
moneys on deposit in the improvement fund are used to such
extent that the amount remaining on deposit therein shall
be less than Q`10,000, the board shall resume paying into
the improvement fund one-half the entire balance remaining
in the revenue account at the end of each successive month
until the moneys on deposit therein shall again equal or
exceed the sum of v110,000, provided further that such pay-
ments herein required to be made into the improvement fund
shall be made only so long as any of the underlying second
lien bonds are outstanding and unpaid;
(b) So long as the moneys on deposit in the
improvement fund equal or exceed the sum of `10,000, one-
half of the mcneys remaining in the revenue account at the
end of each successive month shall be paid into a special_
trust fund hereby created, the full name of which shall be
the "System Surplus Fund." The moneys on deposit in the
surplus fund shall be used only for the following purposes
and in the following order: _
(1) Whenever any of the moneys on deposit in
the improvement fund shall be used to such extent
that the amount remaining on deposit therein shall
be less than 4$10,000, that portion of the moneys
on deposit in the surplus fund (which may be all)
necessary to cause the amount on deposit in the
improvement fund to again equal the sum of �10,000
shall be so paid into the improvement fund;
(2) During the period from July 1, 1958
to January 1, 1963, the moneys on deposit in the
surplus fund shall be used for the purpose of
purchasing bonds in the open market with the con-
sent of the holders thereof, -provided however
that no such purchase shall be made unless the
purchase price of each such bond so purchased
shall be less than the redemption price applicable
thereto as if such bond were redeemed on the
earliest possible redemption date after such pur-
chase; and
-24-
(3) Thereafter, the moneys on deposit in
the surplus fund shall be used for the purpose
of redeeming prior to maturity those of -the bonds
which may then be subject to redemption, but any
such redemption shall be subject to the provisions
therefor contained in Article VI.
Any such purchase may be made at any time and from time to
time as the board may deem advisable and as moneys shall
be available therefor. Any such redemption may be made at
any time the board may deem advisable and as said Article
VI permits; provided that whenever and as often as moneys
in the surplus fund shall be sufficient to effect redemption
of as much as $5,000 principal amount of bonds, then the
board shall thereupon take such steps as may be necessary
under the provisions of Article VI to exhaust as nearly as
may be possible the moneys in the surplus fund by effecting
such redemption on the next date on which redemption may be
made under the provisions of Article VI.
Section 8.5 Any balance remaining in the revenue
account at the end of each month, after compliance with the
provisions of sections 8.1 to 8.40 inclusive, hereof may be
used by the board for any lawful purpose.
Section 8.6 Any payments required in this article
to be made into any of the special funds created in this
article may be anticipated by the board at any time; pro-
vided, that no such anticipation shall be made if it will
prevent or jeopardize the making of the payments herein
required to be made into any other special fund herein created.
Section 8.7 So long as the board shall not be in
default hereunder, it may at any time and from time to time
at its option cause any or all of the moneys in the reserve
fund which the board may determine shall not be needed dur-
ing the then ensuing six calendar months for the purpose
for which said fund was created to be invested in any securi-
ties which are direct general obligations of the'United States
of America or which are unconditionally guaranteed as to both
principal and interest by the United States of America and,
except with respect to those securities of the United States
of America for which there is provided, as of any particular
time, a stated redemption rice, which shall become due not
later than twenty-four (24� calendar months following the
date of such investment. In the event of any such invest-
ment, such securities together with all -income therefrom
shall become apart of the reserve fund, and shall be held
by the depository therefor to the same extent as if they were
moneys on deposit in such fund. The board may likewise from
time to time cause any such securities to be sold or other-
wise converted into cash, whereupon the net proceeds derived
from any such sale or conversion shall become a part of the
reserve fund. The depository for said fund shall be fully
protected in making any such investment or sale of any such
securities upon direction given in a resolution. In the
event any of said moneys shall be so invested it shall not
be necessary for the depository therefor to secure any such
investment (in any case where security for such moneys might
otherwise be required) so long as such moneys shall remain
so invested.
-25-
Section 8.8 The trustee shall at all times be
the depository;,for the bond fund, the reserve fund and the
surplus fund, and all moneys herein required to be paid
into said funds shall be remitted to the trustee. Out of
the moneys deposited with it in the bond fund or transferred
thereto, the trustee shall make provision for payment of the
bonds and the coupons as the same shall respectively mature.
The trustee shall apply the moneys in the reserve fund and
the surplus fund in accordance with the applicable provi-
sions of sections 8.3 and 8.4 hereof.
Section 8.9 The directors may at any time and
from time to time designate any banking institution or in-
stitutions as depository for the revenue account. Any such
depository so designated shall at all times while acting as
such be and -remain a member of the Federal Deposit Insurance
Corporation, or of any agencies which may succeed to it if
there be any such, and shall be and remain duly qualified
and doing business in the State of Alabama. Any such de-
pository for the revenue account shall be fully protected
in paying out any moneys at any time therein on checks,
vouchers, or drafts signed by any duly authorized officer or
employee of the board, and any such depository shall not be
liable for the misapplication by the board of any moneys at
any time forming a part of the revenue account if such moneys
shall be so disbursed without knowledge or reason on the part
of such depository to believe that such disbursement consti-
tutes a misapplication of funds.
ARTICLE IX
PARTICULAR COVENANTS OF THE BOARD
Section 9.1(a) The board will not permit any de-
fault to occur in the payment of the principal of and the
interest on the underlying first lien bonds. To that end
the board has heretofore caused the city to enter into a
separate trust agreement with the trustee whereunder the city
has deposited with the trustee moneys which, with'the accumu-
lations thereon, the board represents are sufficient to retire
the underlying first lien bonds and the interest coupons,
applicable thereto. In the event the moneys deposited under
said trust agreement should be insufficient to retire the
underlying first lien bonds and said coupons applicable,thereto,
the board will supply from the revenues derived from the mort-
gaged property such additional moneys as may be necessary to
prevent any default in the payment of the principal of and
the interest on the underlying first lien bonds.
(b) The board will perform, at the times and in
the manner therein provided, all obligations which, either
expressly or by reasonable implication, are imposed on it
in the underlying indenture, and the board will not default
thereunder. The board specifically agrees that it will pay
the principal of and the interest on the underlying second
lien bonds at their respective maturities; provided however,
that the board may, pursuant to the terms of the underlying
indenture, effect redemption prior to their respective
maturities of the underlying second lien bonds that by their
terms are callable for redemption prior to maturity.
-26-
Section 9.2 The board will pay, out of the reve-
nues derived from the operation of the mortgaged property,
the principal of and interest on the bonds as specified
therein, and it;will otherwise perform all obligations which,
either expressly or by reasonable implication, are imposed
on it in the indenture, and it will not default hereunder.
Section 9.3 The board will maintain complete
books and records pertaining to the mortgaged property and
all receipts and disbursements with respect thereto, which
shall be kept separate and apart from all other records of
the board.
Section 9.4(a) The board will operate the mort-
gaged property on a fiscal year basis, the first fiscal
year to comprise the period between the October 1 next pre-
ceding the date of execution hereof and September 30 next
following, and thereafter to comprise the period from October
1 in each calendar year until and including September 30 in
the following calendar year. The board will within thirty
days following the close of each fiscal year cause an audit
of its books for such fiscal year to be made by an independent
auditor who is acceptable to the trustee. Each such audit,
in addition to whatever matters may be thought proper by the
auditor to be included therein, shall include the following
matters insofar as they.pertain to the mortgaged property:
(1) a statement in reasonable detail of the revenues received
and the expenditures made during such fiscal year- (2) a
balance sheet as of the end of such fiscal year; b ) the
auditor's comments regarding the manner in which the board
has carried out the requirements of the indenture, and the
auditor's recommendations for any changes or improvements
in the operation of the mortgaged propert ; (4) a list of the
insurance policies -and fidelity bonds in force at the end
of the fiscal year, setting out with respect to each such
policy the amount thereof, the risk covered, the name of the
insurer and the expiration date of the policy; and (5) the
following information as of the end of the fiscal year as
the same shall be disclosed by the records of the board and
without requirement of any physical verification of such
information: the number of properties connected with and
served by the water system; the number of properties con-
nected with and served by the sewer system; the number of
metered water customers and the number of unmetered water
customers of the board. All expenses incurred in the making
of such audits shall constitute and be paid as an operating
expense. Within ten days following the receipt of each
audit report the board will furnish a copy thereof to the
trustee, to the original purchaser of the bonds from the board,
and to the holder of any of the bonds who may request the
same, and each of them is granted the right to discuss the
contents of the audit with the auditor making the same and
to secure from the auditor such additional information re-
specting the matters herein or therein set out as may be
reasonably required.
(b) The board will, following the close of each
calendar month,commencing with the month of November, 1953,
cause to be made such reasonably detailed monthly operating
reports as the trustee may require, the cost of which shall
constitute and be paid as an operating expense of the board.
-27-
The board also will, within fifteen (15) days following the
close of each such calendar month, cause a copy of each such
report to be furnished to the trustee and to the original
purchaser of the bonds from the board. If no such report
has been made within fifteen (15) days following the close
of any such calendar month, the trustee may employ any per-
son satisfactory to it to make such report and the board
hereby covenants and agrees to permit any such person so
employed to inspect any and every part of the mortgaged
property and the books and records of the board appertaining
thereto and to assist in furnishing facilities for such in-
spection. In case the report herein provided for is made
by such person employed by the trustee, the trustee may pay
to such person a reasonable amount as compensation for his
services, which amount so advanced by the trustee, together
with interest thereon at•the rate of 6% per annum from the
date of such advancement, shall be tacked to the indebtedness
hereby secured and shall be entitled to the benefit of the
lien hereof and the board agrees to repay the same upon de-
mand with interest at the said rate.
Section 9.5 The board will not furnish or permit
to be -furnished by or from the mortgaged property any free
water, free sanitary sewer service or free service of any
kind to the city or to any county or incorporated munici-
pality or to any agency, instrumentality, person, firm or
corporation whatsoever. All water and sanitary sewer service
furnished from the mortgaged property shall be charged for
at the rates at the time established therefor.
Section 9.6 The board will maintain such rates
and charges for the water and sanitary sewer service supplied
from the mortgaged property and make collections from the
users thereof in such manner as shall produce amounts suffi-
cient at all times to pay all expenses of administering and
operating the mortgaged property and maintaining the same
in good repair and operating condition and all charges and
expenses of the trustee, and further to pay into the bond
fund and the reserve fund all payments herein required to
be paid therein, all to the respective extents and at the
respective times herein provided. The board will make from
time to time such increases and other changes in such rates
and charges as may be necessary to produce said amounts.
Section 9.7 The pledge of revenues from the opera-
tion of the mortgaged property herein made shall be prior
and superior to any pledge thereof hereafter made for the
benefit of any securities hereafter issued or any contract
hereafter made by the board other than the bonds, and the
'board agrees that in the event it should hereafter issue any
securities or make any contract payable out of the revenues
from the operation of the mortgaged property other than the
bonds, or for which any part of said revenues may be pledged
or any part of the mortgaged property may be mortgaged, the
board will recognize in the proceedings under which any such
securities or contract are hereafter authorized the priority
of the pledge of said revenues made herein for the benefit
of the bonds.
Section 9.8 The board agrees that it will not here-
after sell or lease the whole or any integral part of the
mortgaged property until all of the bonds and the coupons shall
have been paid in full, or unless and until provision for such
-28-
payment shall. have been made. The board mill continuously
operate the mortgaged property or cause the same to be
operated so long as,any of the bonds and coupons remain un-
paid, and it will keep the same in good repair and in effi-
cient operating condition, making from time to time all
needful repairs and replacements thereto and thereof. If
the laws of Alabama at the time shall permit such action to
be taken, nothing contained in this section shall prevent the
consolidation,of the board with, or merger of the board into,
any public col^pora::ion having corporate authority to carry
on the business of operating the mortgaged proper�y, or the
transfer by the board of the mortgaged property as an entirety
to the city or to another public corporation whose property and
income are not subject to taxation; provided that, upon any
such consolidation, merger or transfer, the due and punctual
payment of the principal of and interest on the bonds accord-
ing to their tenor and the due and punctual performance and
observance of all the agreements and conditions of the inden-
ture to be kept and performed by the board shall be expressly
assumed in writing by the corporation formed by such conso-
lidation or into which such merger shall have been made or
to which the mortgaged property shall be transferred as -an
entirety; and provided further, that such consolidation, merger
or transfer shall not cause or result in any mortgage or other
lien being affixed to or imposed on or becoming a lien on the
mortgaged property or the revenues therefrom that will be prior
to the liens of the indenture and of the pledge herein for
the benefit of the bonds. Nothing contained in this section
shall be construed to prevent the board from disposing of
property pursuant to the provisions of sections 11.2 and
11.3 hereof.
Section 9.9 The board will keep the mortgaged pro-
perty free from all liens and encumbrances prior to the lien
hereof (other than excepted encumbrances and the lien of the
underlying indenture), but it may defer payment pending the
bona fide contest of any claim unless by such action the
trustee shall be of the opinion that the lien of this indenture
as to any of the mortgaged property shall be materially endan-
gered or the mortgaged property shall be subject to loss or
forfeiture, in which event any such payment then due shall not
be deferred. Nothing herein contained shall be construed to
prevent the board from hereafter purchasing additional pro-
perty on conditional or lease sale contract or subject to ven-
dor's lien or purchase money mortgage, and as to all property
so purchased this indenture shall be subject and subordinate
to such conditional or lease sale contract, vendorts lien or
purchase money mortgage; provided, however, that the provi-
sions contained in this sentence shall not be applicable to
property purchased under the provisions of section 11:2 hereof
to replace inadequate, obsolete, worn out, unsuitable, un-
desirable, or unnecessary property then subject to the lien
hereof, which substituted property shall be acquired and shall
become subject to the lien hereof free of all liens and en-
cumbrances prior to the lien hereof.
Section 9.10 If the account of any user of water
or sanitary sever service supplied from the mortgaged property
shall remain unpaid for a period of thirty (30) days after
such account shall become due, the board thereupon will promptly
discontinue the furnishing of both water and sanitary sewer
service to such user whose account shall so remain unpaid, but
upon subsequent payment of such account, including any penalties
which may be provided for in the schedule of rates of the board
the board may thereafter furnish water and.sanitary sewer ser-
vice to such user until such time as his account shall again
remain unpaid for a period of thirty (30)' days after such
account shall become due, whereupon the furnishing of both water
-29-
and sanitary sewer service shall again be discontinued. The
schedule of rates for water and sanitary sewer service furn-
ished from the mortgaged property shall provide that all
charges for water shall become due not less often than once
each month.
Section 9.11 The board will discharge, pay or
satisfactorily provide to -the trustee all liabilities, ex-
penses and advances reasonably incurred, disbursed or made
by the trustee in the execution of the trusts hereby created,
and it will from time to time pay to the trustee reasonable
compensation for the trustee's services hereunder, including
extra compensation for unusual or extra -ordinary services.
All such liabilities, expenses, advances, and compensation
shall be secured hereby, shall be entitled to priority of
payment over any of the bonds and coupons, and shall bear
interest until paid at the rate of six per centum (6%) per
annum from the respective dates on -which such liabilities,
expenses and advances are incurred, disbursed or made, and
on which such compensation shall be earned.
Section 9.12 The board will permit the trustee and
the holders of any of the bonds to inspect, at any reasonable
time, ,any and every part of the mortgaged property and the
books and records of the board appertaining thereto, and will
assist in furnishing facilities for such inspection.
Section 9.13 The board warrants its title to all
and every part of the mortgaged property as free and clear
of every lien, encumbrance, trust or charge prior hereto,
other than excepted encumbrances and other than the lien of
the underlying indenture; warrants that it has power and
authority to subject the mortgaged property to the lien hereof
and that it has done so hereby; and warrants that it will for-
ever warrant and defend the title to the mortgaged property
unto the trustee against the lawful claims of all persons
whomsoever except those claiming under excepted encumbrances
and under the underlying indenture.
Section 9.14 The board will, upon reasonable
request, execute and deliver such further instruments and
do such further acts as may be necessary or proper to carry
out more effectually the purpose of the indenture, and in
particular (without in any gray limiting the generality of
the foregoing) to make subject to the lien hereof any prop-
erty hereafter acquired by it for use as a part of the
mortgaged property, and to -transfer to any successor trus-
tee or trustees the assets, powers, instruments and funds
held in trust hereunder and to confirm the lien of the in-
denture with respect to any bonds issued hereunder. No
failure to request such further instruments or further acts
shall be deemed a waiver of any right to the execution and
delivery of such instruments or the doing of such acts or
be deemed to affect the interpretation of any provision of
the indenture.
ARTICLE X
PROVISIONS RESPECTING.INSURANCE
Section 10.1 The board will keep the buildings
and other structures at any time forming a part of the mort-
gaged property insured in responsible insurance companies,
a
- 3 0 -
satisfactory to the trustee, against loss by fire, including
extended coverage, tornado and windstorm to the extent of
the full insurable value thereof° provided that it shall
not be required to carry such insurance in any amount in
excess of the principal amount of the bonds at the time
outstand*!.nr.ro and provides' further, that if the carrying
of such insurance of any such class in an amount less
than the full insurable value of the mortgaged property
shall result in the board's being a co-insurer, then the
board will carry insurance of such class to such extent
as will fully cover the value of the property insured.
The policies evidencing such insurance shall contain
stc-nd^rd mortgage clauses providing for : ny loss there-
v. -der n excess of "' 1, 000 to be payable to the tri.istee
as its interest may appear. All such policies evidencin
the insurance herein. provided for. !` e e ivere by i% Sz+,o� ID.I
and deposited with the trustee. Prior to the expiration A�h,-Ia
date of any such policy the board will furnish the trustee
satisfactory evidence that such policy has been renewed
or replaced by another police or th-.t there is no necessity
therefor hereunder.
Section 10.2 All proceeds of insurance coming
into the hands of the trustee shell be applied by the
trustee in that one of the following i-rays i-rhi.ch rau.y be
directed by a resolution:
(a) To the purchase of additional prop-
erty which the board shall deem of utility equal
to that of the property damaged or destroyed in
the operat-Lon of the mortgaged property, which
additional property shall thereupon become a part
of the mortgaged property
(b) To the construction of additional prop-
erty subject to the lien of the indenture which in
the opinion of the board shall have in the opera-
tion of the mortgaged property utility equal to
that of the property damaged or destroyed- or
(c) To the repairing or renewing of the
property damaged or destroyed,
provides?, that the trustee may pay such proceeds to the
board upon being furnished by the board with the following!
(1) A certificate of an -independent en-,ineer
acceptable to the trustee stating that additional
property described in said certificate (and with
respect to which no such certificate has been pre-
viously made) is of utilit;T in the operation of the
mortgaged property equal to that of the property
damaged or destroyed, together with a certificate
of independent counsel acceptable to the trustee
approving the title of the board to said additional
property and the validity of the indenture as a
first mortgage thereon,subject only to excepted
encunibres* or
(2) A certificate of an independent engineer
acceptable to the trustee stating that the property
damaged or destroyed has been repaired in a workman-
like and suitable manner satisfactory to such engi-
neer, together with a certificate of counsel ac-
ceptable to the trustee stating that there are and
can be no mechanics' or materialmen's liens caused
by such repair.
- 31 -
Section 10.3 The boc-.rd will carry workmen's com-
pensation insurance and public liability insurance in such
amounts and to such extent as is customarily carried by like
organizations engaged in like business of comparable size.
Section 10.4 The board will at all times carry
fidelity bonds on all of its officers and employees who may
handle funds of the board, such bonds to be in such amounts
as are customarily carried by like organizations engaged in
like business of comparable size.
Section 10.5 The premiums payable on all insur-
ance and fidelity bonds shall be a part of the expense of
operating the mortgaged property.
ARTICLE, XI
POSSESSION, USE AND RELEASE
OF THE kIORTGAGED PROPERTY
Section 11.1 While the board is not in default
hereunder, it may retain actual possession of the mortgaged
property and may manage, operate and use the same, and may
collect, use and enjoy the rents, revenues, income and pro-
fits thereof to such extent as is in nowise violative of
the board's covenants herein contained.
Section 11.2 While the board is not in default
hereunder, it may at any time and from time to time, without
any release or consent by the trustee, sell or otherwise
dispose of, free from the lien of this indenture, any of
its movable personal property (including that embedded in
land but not including land itself or any building thereon)
that shall have become inadequate, obsolete, worn out, un-
suitable for use or undesirable or unnecessary for use as
a part of the mortgaged property, upon replacing the -same
with, or substituting for the same, subject to the lien of
the indenture and free from all prior liens, except for ex-
cepted encumbrances, other property useful as a part of the
mortgaged property and having value at least equal to the
value at the time of disposal of the property disposed of.
Section 11.3 While the board is not in default
to the knowledge of the trustee in the payment of any bond
or coupon outstanding hereunder or in respect of any of the
covenents on the part of the board herein contained, the
board may obtain the release of any part of the mortgaged
property not needed by it in the operation thereof and the
trustee shall release the same from the lien hereof upon
deposit by the board with the trustee of the following.,
(a) A resolution describing the property
to be released in reasonable detail, stating
that the board is not in default under any of
the provisions of this indenture, and requesting
such release.
(b) A certificate of an independent engi-
neer acceptable to the trustee made and dated not
more than sixty (60) days prior to the date of
the release stating the full value, in the opinion
of the signer, of the property to be released,
and stating that such property is not and will
-32-
not be needed by the board in the operation of
the mortgaged property, that such release is
in the opinion of the signer desirable in the
operation of the mortgaged property, and that the
board is not to the knowledge of the signer in
default under the provisions of this indenture.
(c) An amount in cash equal to the full
value of the property to be released as specified
in said engineer's certificate.
Upon compliance by the board with the foregoing conditions
the trustee shall, at the expense of the board, execute and
deliver to the board any and all instruments that may be
necessary to release from the lien of the indenture that
portion of the mortgaged property with respect to which
said conditions shall have been complied with.
Section 11.4. If any part of the mortgaged prop-
erty shall be taken by any eminent domain proceedings tle
whole compensation therefor shall be paid direct to the
trustee. Upon payment of such compensation as provided
in the preceding sentence, the trustee shall at the ex-
pense of the board, execute'and deliver to the board or any
corporation or governmental agency successfully conducting
such condemnation proceedings any and all instruments that
may be necessary to release from the lien of this indenture
that portion of the mortgaged property which may have been
taken by such eminent domain proceedings.
Section 11.5 All sums of money coming into the
hands of the trustee under the provisions of Sections 11.3
or 11.4hereof shall be applied by the trustee in that one
of the following ways which may be directed by a resolution:
(a) To the purchase of additional prc.,perty
which the board may deem of utility in the opera-
tion of the mortgaged property, which additional
property shall thereupon become a part of the
mortgaged property; or
(b) To the construction of other property
subject to the lien of the indenture which the
board may deem of utility in the operation of
the'mortgaged property^
provided that prior to the application of such moneys in
any manner so designated by the board, the board shall fur-
nish to the trustee the following°
(1) A certificate of an independent engineer
acceptable to the trustee stating (a) that the
property so acquired or constructed has been ac-
quired or constructed in a manner satisfactory to
such engineer, (b) that in his opinion such prop-
erty is of utility in the operation of the mort-
gaged property, and (c) that the value of such
property is not less than the sum of money to be
applied by the trustee to its acquisition or con-
struction! and
(2) A certificate of counsel acceptable to
the trustee approving the title of the board to
any property so acquired or constructed and the
validity of the indenture as a first mortgage there-
on, subject only to excepted encumbrances, and stat-
- 33 -
ing further, with respect to any property so
constructed, that there is and can be no me-
chanics? or material.men's lien resulting from
such construction.
ARTICLE XII
REIIEDIES OF TRUSTEE AND BONDHOLDERS
Section 12.1 Any of the following shall con-
stitute default hereunder.by the board:
(a)' Failure by the board to pay the prin-
cipal of or interest on any bond when such prin-
cipal and interest respectively become due and
payable, whether by maturity or otherwise;
(b) Failure by the board to perform any
of the agreements on its part herein contained
(other than payment of the principal of and in-
terest on the bonds and coupons) after thirty
(30) days' written notice to it of such failure
made by the trustee or by the holders of 2510 of
the bonds then outstanding; or
(c) Determination by a court having juris-
diction that the board is insolvent or bankrupt,
or appointment by a court having jurisdiction.of
a receiver for the board or for a substantial part
of the mortgaged property, or approval by a court
of competent jurisdiction of any petition for re-
organization of the board or rearrangement or re-
adjustment of its obligations under any provisions
of the bankruptcy laws of the United States.
Section 12.2 Upon default by the board in any
one of the ways defined in Section 12.1 hereof, the trus-
tee may, by written notice to the board, declare the prin-
cipal of all the bonds forthwith due and payable, and
thereupon they shall so be, anything herein or therein
to the contrary notwithstanding. If, however, the board
shall thereafter make good that default and every other
default hereunder (except the principal so declared pay-
able), with interest on all overdue payments of principal
and interest, and make reimbursement of all the expenses
of the trustee, then the holders of a majority in prin-
cipal amount of the then outstanding bonds, by written
notice to the trustee, may waive such default and its
conseouences, but no such waiver shall affect any sub-
sequent default or right relative thereto.
Section 12.3 Upon default by the board in any
one of the ways defined in Section 12.1 hereof, the trus-
tee is empowered to proceed, either at lai,.r or in e^uity,
by suit, action, mandamus or other proceedings to enforce
and compel performance of all agreements of the board here-
in contained, including the fixing of rates, the collection
and proper segregation of the revenues from the mortgaged
property, and the proper application thereof, and shall be
entitled to and shall have, regardless of the sufficiency
of any security or the availability of any other remedy,
the appointment of a receiver to administer and operate the
mortgaged property and perform the covenants on the part
-34-
of the board herein contained. Any receiver so appointed
shall be entitled to take over and administer all of the
following then on hand which shall be applicable to the
mortgaged property: Cash on hand or on deposit, accounts
and notes receivable, stocks, evidences of indebtedness,
choses in action, customerts service and extension de-
posits, and property held for sale 'in the ordinary course
of business or for consumption in the operation of the
mortgaged property. Nothing herein contained, however,
shall be construed to give any authority to the trustee
or the holders of any of the bonds cr coupons to compel
a sale of the mortgaged property or any part thereof, and
no foreclosure proceedings or sale shall ever be had with
respect to the mortgaged property or any part thereof.
Section 12.4 Any moneys received from operation
of the mortgaged property by a receiver appointed pursuant
to the provisions of Section 12.3 hereof shall be applied
to the payment of the following items in the following order:
(a) All costs of the receivership, including
receiver's fees, the costs of administration and
operation of the mortgaged property and the mainte-
nance thereof in good repair and good working order,
and all charges and expenses of the trustee under
the indenture;
(b) All"due and unpaid installments of interest
on the bonds, in the order of the maturity of such
installments, with interest on overdue installments
of interest;
(c) All amounts of the principal of the bonds
i,,hich are due(whether by maturity or otherwise) and
unpaid, with interest on all overdue principal, pay-
ment thereof to be made to the holders of t:1e bonds
then outstanding pro rata and without any preference
or priority whatever;
(d) All amounts required by the indenture to
be paid into the special funds herein created*
(e) The surplus, if any there be, to the board.
Section 12.5 All remedies hereunder are vested
exclusively in the trustee for the equal and pro rata bene-
fit of all holders of the bonds and the coupons, unless the
trustee refuses or neglects to act within a reasonable time
after written request so to act addressed to the trustee
by the holders of twenty-five per centum (255) of the out-
standing bonds, accompanied by indemnity satisfactory to
the trustee, in which event the holder of any of the bonds
or coupons may thereupon so act in the name and behalf of
the trustee or may so act in his own name in lieu of action
by or in the name and behalf of the trustee. Except as pro-
vided in the preceding sentence, no holder of any of the
bonds or coupons shall have the right tc enforce any rerrcdy
hereunder, and then only for the equal and pro rata benefit
of the holders of all the bonds and coupons.
Section 12.6 As a condition hereof, the trustee
and the bondholders waive and release any right, cause of -
action or remedy now or hereafter existing or imposed in
any jurisdiction against any past, present or future in-
- 35 -
corporator, director or officer of the board for the pay-
ment of the principal of or interest on the bonds. or for
the performance of any agreements by the board herein con-
tained. Nothing contained in this section, however, shall
relieve any such incorporator, director or officer from
the cbligation of performing all duties of their respective
offices and of taking all actions that may be necessary to
enable the board to perform the agreements on its part
herein contained.
Section 12.7 No delay or omission by the trustee
or by any bondholder to exercise any available right, power
or remedy hereunder shall impair or be construed a waiver
thereof or an acquiescence in the circumstances riving rise
thereto° every right, power or remedy given herein to the
trustee or to the bondholders may be exercised from time
to time and as often as deemed expedient.
ARTICLE XIII
CONCERNING THE TRUSTEE
Section 13.1 The trustee accepts the trusts hereby
created and agrees to perform the duties herein required of
it, either expressly or by reasonable implication, subject,
however, to the following conditions:
(a) It shall not be answerable for anything
whatever in connection vrith this trust, except its
wilful misconduct or gross neglect.
(b) It may employ agents and attorneys in
fact and shall not be answerable, except as to
moneys received by it or by its authorized agents,
for the default or misconduct of any such agents
or attorneys in fact selected by it with reason-
able care.
(c) It may consult counsel on any matters
connected herewith and shall not be answerable
for any action taken or failure to take any action
in good faith on the advice of counsel.
(d) It need not recognize a bondholder as
such without the submission of his bonds for in-
spection and the satisfactory establishment of
his title thereto.
(e) It shall not be answerable for any ac-
tion taken in good faith on any notice, request,
consent, certificate or other paper or document
which it believes to be genuine and signed or
acknowledged by the proper party.
(f) It need not notice any default by the
board hereunder nor need it exercise any of its
rights or powers consequent thereon unless so re-
quested in writing by the holders of twenty-five
per centum (25go) of the then outstanding bonds;
it may do so, if it thinks advisable, without any
such renuest° it shall do so when sc recuested.
Whenever- it has a choice of remedies or a discre-
tion as to details in the exercise of its powers
hereunder it must follow any specific written di-
rections given by the holders of a majority of
the bonds at the time outstanding, anything therein
or herein to the contrary notwithstanding, unless
-36-
the observance of such directions would, in the
opinion of the trustee, unjustly prejudice the
nonassenting bondholders° but satisfactory in-
demnity to the trustee by the holders request-
ing such action against its prospective expenses
and liabilities is a condition precedent to its
duty to take or continue any such action here-
under which in its opinion would involve it in
such expenses and liabilities.
(g) The trustee shall be entitled to reason-
able compensation for its services hereunder, in-
cluding extra compensation for unusual or extra-
ordinary services.
(h) any action taken by the trustee at the
request of and with the consent of the holder of
a bond will bind all subsequent holders of the same
bond or any bond issued hereunder in lieu thereof.
(i) It may be the holder of bonds as if not
trustee hereunder.
(j) It shall not be liable for the proper ap-
plication of any moneys other than those which may
be paid to or deposited with it.
(k) all moneys received by the trustee tc be
held by it hereunder shall be held as trust funds
until disbursed in the manner herein provided there-
for. The trustee shall not be liable to pay or
allow interest thereon and shall not be renuired
to set aside or deposit any security therefor.
(1) The recitals of facts herein and in the
bonds are statements by the board and not by the
trustee, a'id the trustee is in no way responsible
for the validity or security of the bonds, the
existence of the mortgaged property, the value
thereof, the title of the board thereto the se-
curity afforded thereby, or the valid-Ltr or
Priority of the lien hereof.
Section 13.2 TTithout relieving the board from
the conseouences of any default in connection therewith,
the trustee may pay ai.y charge which the failure of the
board to pay has made or irill make an encumbrance or lien
prior hereto on the mortgaged property, and in the event the
board shall fail to take out insurance on the mortgaged prop-
erty to the extent renuired by the indenture, the trustee
may take out a-ny such insurance on the mortgaged property
which the board has failed to furnish and may pay the premiums
thereon. The trustee, however, shall not be renuired to pay
any such charge or take out any such insurance, and it shall
not be liable in any manner for any failure to do so. All
sums expended by the trustee under the provisions of this
section shall be secured by this indenture shall bear in-
terest at the rate of 6 o7 per annum from the date of payment
thereof, and shall be entitled to priority of payment over
any of the bonds or cOuPons. The board agrees to reimburse
the trustee on demand for all sums so expended by the trus-
tee, together with interest at said rate.
Section 13.3 The trustee may at any time file a
claim in its own name or for the benefit of the holders of
the bonds and coupons in any court proceeding where any such
- 37 -
claim -may be permitted or required, whether suc proceeding be
by way of reorganization, bankruptcy, receivership, or of any
other nature. The holders of the bonds and of the coupons do
hereby constitute and appoint the trustee as their irrevocable
agent and attorney in fact for the purpose of filing any such
claim, but such authorization shall not include the power to
agree to accept new securities of any nature in lieu of the
bonds and coupons or to alter the terms of the bonds and
coupons.
Section 13.4 The trustee may resign and be dis-
charged of the trusts hereby created upon written notice speci-
fying the effective date of such resignation, such notice to
be given to the board and published by the trustee one time in
a daily newspaper published in the City of Birmingham, Alabama.
The effective date of the resignation shall be at least thirty
(30) days after the notice to the board and the first published
notice unless it be coincident with the appointment by the
holders of the bonds of a successor trustee as herein provided.
The trustee may at any time be removed by a written instrument
signed by the holders of a majority of the bonds then out-
standing. If the trustee resign or be removed, it shall be
reimbursed for all its proper prior expenses reasonable under
the circumstances.
Section 13.5 If the trustee resign, be removed, be
placed by a court or governmental authority under the control
of a receiver or other public officer, or otherwise become
incapable of acting, a successor may be appointed by a written
instrument signed by, the holders of a majority of the bonds
then outstanding (which instrument shall be filed for record
in the office of the Judge of Probate of the county in which
the mortgaged property is or will be located) and in the in-
terim by an instrument executed by the board, such interim
successor trustee to be immediately and ipso facto superseded
by one appointed as above by the said holders. The board
shall advertise such interim appointment, in the event such
is made, one time in a daily newspaper published in the City of
Birmingham, Alabama, and when the appointment of a successor
trustee, as selected by the holders of a majority of the bonds
then outstanding, becomes effective, the board shall advertise
that fact one time in a daily newspaper published in the City
of Birmingham, Alabama.
Section 13.6 Any successor trustee shall execute
and deliver to the board an instrument accepting the trust and
shall thereupon ipso facto succeed to all the estate and title
of the retiring trustee to the mortgaged property and to its
rights, powers and responsibilities hereunder. The board will,
upon request of the successor trustee, execute and deliver to
it any instrument reasonably requested in further assurance
thereof. Any such instrument so executed shall be filed for
record in the office of the Judge of Probate of the county in
which the mortgaged property is or will be located. Any suc-
cessor trustee may effectively adopt the certificate of a pre-
decessor trustee on bonds already certified and not delivered,
and may so deliver them and it may effectively certify bonds
in its own name.
Section 13.7 Each of the provisions of this inden-
ture as to the trustee shall apply to its successor or succes-
sors.
ARTICLE XIV
PAYMENT AND CANCELLATION OF THE BONDS
AND SATISFACTION OF THE INDENTURE
Section 14.1 Whenever the entire indebtedness se-
cured by the indenture, including all proper charges of the
trustee hereunder, shall have been fully paid, the trustee
shall cancel, satisfy and discharge the lien of the indenture
and shall execute and deliver to the board such deeds and in-
struments as shall be requisite to satisfy of record the lien
-38-
hereof and to reconvey and transfer to the board the mortgaged
property. For the purposes of this section, any of the bonds and
any of the coupons shall be deemed to have been paid when the
board shall have deposited with the trustee for payment thereof
the entire amount due or to be due thereon until and at maturity,
and any of the callable bonds shall be deemed to have been paid
when the board shall have deposited with the trustee the follow-
ing: the redemption price of such callable bond pursuant to the
provisions of Article VI hereof, a certified copy of the reso-
lution required in section 6.2 of the indenture, and either (a)
evidence satisfactory to the trustee that notice of redemption
of such callable bond has been given as provided in said article
or (b) irrevocable powers authorizing the trustee to give such
redemption notice.
Section 14.2 When and as the bonds and coupons are
paid, those so paid shall be forthwith cancelled by the trustee
and delivered to the board. Likewise all mutilated bonds re-
placed by new bonds shall forthwith be cancelled by the trustee
and delivered to the board.
ARTICLE XV
MISCELLANEOUS PROVISIONS
Section 15.1 It is hereby expressly made a con-
dition of this indenture that any covenants or representations
herein contained or contained in the bonds or the coupons do
not and shall never constitute a personal or pecuniary lia-
bility or charge against the general credit of the board, and
in the event of a breach of any such covenant or representa-
tion no personal or pecuniary liability or charge payable
directly or indirectly from the general revenue of the board
shall arise therefrom. Nothing contained in this section,
however, shall relieve the board from the performance of the
several covenants and representations on its part herein
contained.
Section 15.2 Should any of the bonds or the
coupons not be presented for payment when due, whether by
maturity or otherwise, the trustee shall retain from any
moneys transferred to it for the purpose of paying said
bonds and coupons so due, for the benefit of the holders
thereof, a sum of money sufficient to pay such bonds or
coupons when the same are presented by the holders thereof
for payment (upon which sum the trustee shall not be re-
quired to pay interest). All liability of the board to the
holders of such bonds and coupons and all rights of such
holders against the board under the bonds and coupons or
under the indenture shall thereupon cease and determine, and
the sole right of such holders shall thereafter be against
such deposit. If any bond or coupon shall not be presented
for payment within the period of ten years following the
date when such bond or coupon becomes due, whether by ma-
turity or otherwise, the trustee shall return to the board
the moneys theretofore held by it for payment of such bond
or coupon, and such bond or coupon shall (subject to the
defense of any applicable statute of limitation) there-
after be an unsecured obligation of the board.
Section 15.3 Any request, direction, or other
instrument required to be signed or executed by holders
of the bonds may be in any number of concurrent instruments
of similar tenor, signed, or executed in person or by agent
appointed in writing. Such signature or execution may be
proved by the certificate of a notary public or other offi-
cer at the time authorized to take acknowledgments to deeds
to be recorded in Alabama, stating that the signer was known
to him and acknowledged to him the execution thereof.
- 39 -
Section 15.4 Nothing herein or in the bonds
shall confer any right on anyone other than the board,
the trustee and the holders of the bonds and coupons.
Section 15.5 Any indemnity herein provided for
shall be in the form of a bond of a surety company having
paid in capital of not less than One -Million Dollars in-
demnifying the board and the trustee, or either of them,
as the case may be, against loss as a result of the action
for which such indemnity is required.
Section 15.6 The ownership at any given time of
an unregistered bond may be proved -by the certificate, if
deemed satisfactory to the trustee; of any trust company,
bank or bankers, wherever situated, stating that on the date
stated the stated party had on deposit with or exhibited to
it the bonds described. The ownership at any given time of
a registered bond may be proved by a certificate of the
trustee stating that on the date stated the bonds described
were registered on its books in the name of the stated party.
hereto that
etheoindenture'It
shall thine
iallnrespectsof tbe he parties
by the laws of the State of Alabama. p governed
Section 15.8 The trustee or the holder of any
of the bonds may serve any notice upon the board by deposit-
ing the same in a post office in a sealed and duly stamped
envelope addressed to the board at Fairhope, Alabama.
IN WITNESS WHEREOF, the board has caused this in-
denture to be executed in its corporate name and in its be-
half by the chairman of its directors and its corporate
seal to be hereunto affixed and attested by its secretary,
and the trustee, to evidence its acceptance of the trusts
hereby created, has caused this indenture to be executed
in its corporate name and in its behalf and its corporate
seal to be hereunto affixed and attested by its officers,
all of whom -are hereunto duly authorized by proper corpo-
rate action, all in three counterparts, this day of
1953, and has caused this indentureto be
aateTas'o the 1st day of July, 1953.
Attest:
Its Secretary
Attest:
THE WATER WORKS AND SEWER
BOARD OF THE CITY OF FAIRHOPE
By
Chairman o its oar of -
Directors
THE MERCHANTS NATIONAL BANK
OF MOBILE
By
Its
Its
-40-
STATE OF ALABAMA
COUNTY OF
I, , a Notary Public
in and for said county in said state, ereby certify that
R. Roy Moyers, whose name as Chairman of the Board of Di-
rectors of THE WATER WORKS AND -SEWER BOARD OF THE CITY OF
FAIRHOPE, a public corporation, is signed to the foregoing
instrument and who is known to me, acknowledged before me
on this day that, being informed of the contents of the
within instrument, he, as such officer and with full auth-
ority, executed the same voluntarily for and as the act
of said corporation.
Given under my hand and official seal of office
this day of _ , 1953.
STATE -OF
COUNTY OF
ALABAMA )
}
Notary Public
I, , a Notary Public
in and for said county in said state, hereby.certify that
whose name as
of THE NERTHANTS AT ANK OF MOBILE, a nation an -
ing association, is signed to the foregoing instrument and
who is known to me, acknowledged before me on this day that,
being informed of the contents of the within instrument,
he, as such officer and with full authority, executed the
same voluntarily for and as the act of said association.
Given under my hand and official seal of office
this day of _ , 1953•
Notary Public